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LPLA US​
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LPL Financial Holdings Inc.(LPLA US)

$283.74+4.201.50%Ext:$289.32+5.581.97%(Market Closed · 23:59:32 UTC)
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SEC Filings by Owner

Insider Ownership

Putnam James S(78)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership4 Aug
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership8 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025

SCHIFTER RICHARD P(68)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership2 Jan
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership4 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025

Arnold Dan H.(65)

  • 4Statement of changes in beneficial ownership18 Jun 2024
  • 4Statement of changes in beneficial ownership7 Jun 2024
  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership22 Feb 2024
  • 4Statement of changes in beneficial ownership14 Dec 2023
  • 4Statement of changes in beneficial ownership14 Nov 2023
  • 4Statement of changes in beneficial ownership21 Sep 2023
  • 4Statement of changes in beneficial ownership12 Jul 2023
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 5Annual statement of beneficial ownership21 Feb 2023

Glavin William Francis Jr(51)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership26 Mar 2025
  • 4Statement of changes in beneficial ownership4 Dec 2024

EBERHART PAULETT(50)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership26 Mar 2025
  • 4Statement of changes in beneficial ownership17 Mar 2025

Eaton Jonathan(49)

  • 4Statement of changes in beneficial ownership2 May 2012
  • 4Statement of changes in beneficial ownership10 Apr 2012
  • 4Statement of changes in beneficial ownership4 Apr 2012
  • 4Statement of changes in beneficial ownership26 Mar 2012
  • 4Statement of changes in beneficial ownership20 Mar 2012
  • 4Statement of changes in beneficial ownership13 Mar 2012
  • 4Statement of changes in beneficial ownership6 Mar 2012
  • 4Statement of changes in beneficial ownership29 Feb 2012
  • 4Statement of changes in beneficial ownership24 Feb 2012
  • 4Statement of changes in beneficial ownership22 Feb 2012

Oroschakoff Michelle(49)

  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership21 Feb 2023
  • 4Statement of changes in beneficial ownership21 Nov 2022
  • 4Statement of changes in beneficial ownership19 Aug 2022
  • 4Statement of changes in beneficial ownership18 May 2022
  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership18 Feb 2022
  • 4Statement of changes in beneficial ownership18 Nov 2021
  • 4Statement of changes in beneficial ownership18 Aug 2021
  • 4Statement of changes in beneficial ownership14 May 2021

RIEPE JAMES S(40)

  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership25 Nov 2019
  • 4Statement of changes in beneficial ownership27 Aug 2019
  • 4Statement of changes in beneficial ownership5 Jun 2019
  • 4Statement of changes in beneficial ownership10 May 2019
  • 4Statement of changes in beneficial ownership2 Apr 2019
  • 4Statement of changes in beneficial ownership14 Dec 2018
  • 4Statement of changes in beneficial ownership28 Nov 2018
  • 4Statement of changes in beneficial ownership27 Aug 2018
  • 4Statement of changes in beneficial ownership5 Jun 2018

White George Burton(39)

  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership9 Feb 2022
  • 4Statement of changes in beneficial ownership9 Dec 2021
  • 4Statement of changes in beneficial ownership16 Jun 2021
  • 4Statement of changes in beneficial ownership14 May 2021
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership25 Feb 2021
  • 4Statement of changes in beneficial ownership4 Dec 2020
  • 4Statement of changes in beneficial ownership14 Aug 2020
  • 4Statement of changes in beneficial ownership17 Mar 2020

Thomas Corey E.(39)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership26 Mar 2025
  • 4Statement of changes in beneficial ownership4 Dec 2024

Kalbaugh John Andrew(36)

  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership25 Feb 2021
  • 4Statement of changes in beneficial ownership12 Feb 2021
  • 4Statement of changes in beneficial ownership14 Aug 2020
  • 4Statement of changes in beneficial ownership11 Jun 2020
  • 4Statement of changes in beneficial ownership17 Mar 2020
  • 4Statement of changes in beneficial ownership27 Feb 2020
  • 4Statement of changes in beneficial ownership25 Feb 2020
  • 4Statement of changes in beneficial ownership29 Jan 2020
  • 4Statement of changes in beneficial ownership12 Sep 2019

Mnookin Allison(36)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership26 Mar 2025
  • 4Statement of changes in beneficial ownership4 Dec 2024

Larsen Sallie R.(35)

  • 4Statement of changes in beneficial ownership14 Nov 2023
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership15 Feb 2023
  • 4Statement of changes in beneficial ownership13 May 2022
  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership18 Aug 2021
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership25 Feb 2021
  • 4Statement of changes in beneficial ownership25 Nov 2020
  • 4Statement of changes in beneficial ownership17 Nov 2020

BERNARD EDWARD C(34)

  • 4Statement of changes in beneficial ownership1 Sep
  • 4Statement of changes in beneficial ownership8 Jun
  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership26 Mar
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership26 Mar 2025
  • 4Statement of changes in beneficial ownership4 Dec 2024

Audette Matthew J(31)

  • 4Statement of changes in beneficial ownership16 Apr
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 4Statement of changes in beneficial ownership7 Feb 2025
  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership7 Feb 2024
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership6 Feb 2023
  • 4Statement of changes in beneficial ownership2 Nov 2022
  • 4Statement of changes in beneficial ownership1 Mar 2022

Brown Stephanie L(21)

  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership30 Jan 2013
  • 4Statement of changes in beneficial ownership11 Jan 2013
  • 4Statement of changes in beneficial ownership27 Nov 2012
  • 4Statement of changes in beneficial ownership2 Nov 2012
  • 4Statement of changes in beneficial ownership3 Jul 2012
  • 4Statement of changes in beneficial ownership14 May 2012
  • 4Statement of changes in beneficial ownership12 Apr 2012
  • 4Statement of changes in beneficial ownership24 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012

Steinmeier Richard(21)

  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership9 Dec 2025
  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 4Statement of changes in beneficial ownership20 Feb 2025
  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership15 Sep 2023
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership9 Sep 2022
  • 4Statement of changes in beneficial ownership8 Aug 2022
  • 4Statement of changes in beneficial ownership1 Mar 2022

Gates Greg(21)

  • 4Statement of changes in beneficial ownership21 Aug
  • 4Statement of changes in beneficial ownership15 Jun
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership9 Dec 2025
  • 4Statement of changes in beneficial ownership7 Nov 2025
  • 4Statement of changes in beneficial ownership8 Oct 2025
  • 4Statement of changes in beneficial ownership9 Sep 2025
  • 4Statement of changes in beneficial ownership7 Aug 2025
  • 4Statement of changes in beneficial ownership8 Jul 2025
  • 4Statement of changes in beneficial ownership16 Jun 2025

Enyedi Matthew(20)

  • 4Statement of changes in beneficial ownership4 Aug
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 4Statement of changes in beneficial ownership12 Feb 2025
  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership22 Feb 2024
  • 4Statement of changes in beneficial ownership8 Nov 2023
  • 4Statement of changes in beneficial ownership5 Sep 2023
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership16 Mar 2022

STIEFLER JEFFREY E(19)

  • 4Statement of changes in beneficial ownership21 Nov 2013
  • 4Statement of changes in beneficial ownership6 Jun 2013
  • 4Statement of changes in beneficial ownership28 Feb 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership5 Dec 2011
  • 4PRIMARY DOCUMENT18 Feb 2011
  • 4PRIMARY DOCUMENT3 Dec 2010
  • 4Statement of changes in beneficial ownership17 Mar 2010

Dwyer William E III(19)

  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 5Annual statement of beneficial ownership13 Feb 2013
  • 4Statement of changes in beneficial ownership8 May 2012
  • 4Statement of changes in beneficial ownership8 Mar 2012
  • 4Statement of changes in beneficial ownership6 Mar 2012
  • 4Statement of changes in beneficial ownership5 Mar 2012
  • 4Statement of changes in beneficial ownership24 Feb 2012
  • 4Statement of changes in beneficial ownership14 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 5Annual statement of beneficial ownership29 Dec 2011

Casady Mark S(19)

  • 4Statement of changes in beneficial ownership6 Mar 2017
  • 4Statement of changes in beneficial ownership23 Feb 2017
  • 4Statement of changes in beneficial ownership15 Feb 2017
  • 4Statement of changes in beneficial ownership29 Feb 2016
  • 4Statement of changes in beneficial ownership28 May 2015
  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership28 Aug 2014
  • 4Statement of changes in beneficial ownership26 Feb 2014
  • 4Statement of changes in beneficial ownership14 Feb 2014
  • 5Annual statement of beneficial ownership14 Feb 2014

MULCAHY ANNE M(18)

  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership14 May 2024
  • 4Statement of changes in beneficial ownership16 May 2023
  • 4Statement of changes in beneficial ownership23 May 2022
  • 4Statement of changes in beneficial ownership10 May 2021
  • 4Statement of changes in beneficial ownership11 May 2020
  • 4Statement of changes in beneficial ownership10 May 2019
  • 4Statement of changes in beneficial ownership22 May 2018
  • 4Statement of changes in beneficial ownership22 May 2017

Morrissey William P. Jr.(18)

  • 4Statement of changes in beneficial ownership15 Mar 2018
  • 4Statement of changes in beneficial ownership8 Mar 2018
  • 4Statement of changes in beneficial ownership27 Feb 2018
  • 4Statement of changes in beneficial ownership7 Feb 2018
  • 4Statement of changes in beneficial ownership5 Jun 2017
  • 4Statement of changes in beneficial ownership15 Mar 2017
  • 4Statement of changes in beneficial ownership8 Mar 2017
  • 4Statement of changes in beneficial ownership28 Feb 2017
  • 4Statement of changes in beneficial ownership23 Feb 2017
  • 4Statement of changes in beneficial ownership8 Mar 2016

Gooley Thomas(17)

  • 4Statement of changes in beneficial ownership15 Mar 2019
  • 4Statement of changes in beneficial ownership26 Feb 2019
  • 4Statement of changes in beneficial ownership6 Feb 2019
  • 4Statement of changes in beneficial ownership14 Dec 2018
  • 4Statement of changes in beneficial ownership8 Aug 2018
  • 4Statement of changes in beneficial ownership15 Jun 2018
  • 4Statement of changes in beneficial ownership15 Mar 2018
  • 4Statement of changes in beneficial ownership27 Feb 2018
  • 4Statement of changes in beneficial ownership8 Aug 2017
  • 4Statement of changes in beneficial ownership15 Jun 2017

Stearns Esther M(16)

  • 4Statement of changes in beneficial ownership24 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership19 Jan 2012
  • 4Statement of changes in beneficial ownership13 Jan 2012
  • 4Statement of changes in beneficial ownership11 Jan 2012
  • 4Statement of changes in beneficial ownership10 Jan 2012
  • 4Statement of changes in beneficial ownership6 Jan 2012
  • 4Statement of changes in beneficial ownership5 Jan 2012
  • 4Statement of changes in beneficial ownership4 Jan 2012
  • 4MAIN DOCUMENT DESCRIPTION10 May 2011

Brennan John Joseph(15)

  • 4Statement of changes in beneficial ownership28 Mar 2017
  • 4Statement of changes in beneficial ownership16 Dec 2016
  • 4Statement of changes in beneficial ownership20 May 2015
  • 4Statement of changes in beneficial ownership14 May 2015
  • 4Statement of changes in beneficial ownership9 May 2014
  • 4Statement of changes in beneficial ownership10 Mar 2014
  • 4Statement of changes in beneficial ownership21 Nov 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012

Jambusaria Aneri(15)

  • 4Statement of changes in beneficial ownership31 Aug
  • 4Statement of changes in beneficial ownership22 Jun
  • 4Statement of changes in beneficial ownership4 Mar
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership3 Dec 2025
  • 4Statement of changes in beneficial ownership3 Sep 2025
  • 4Statement of changes in beneficial ownership4 Jun 2025
  • 4Statement of changes in beneficial ownership17 Mar 2025
  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 4Statement of changes in beneficial ownership9 Dec 2024

Bergers David P.(14)

  • 4Statement of changes in beneficial ownership15 Mar 2017
  • 4Statement of changes in beneficial ownership8 Mar 2017
  • 4Statement of changes in beneficial ownership28 Feb 2017
  • 4Statement of changes in beneficial ownership9 Aug 2016
  • 4Statement of changes in beneficial ownership8 Mar 2016
  • 4Statement of changes in beneficial ownership29 Feb 2016
  • 4Statement of changes in beneficial ownership26 Feb 2016
  • 4Statement of changes in beneficial ownership7 Aug 2015
  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015

BOYCE RICHARD W(13)

  • 4Statement of changes in beneficial ownership20 May 2015
  • 4Statement of changes in beneficial ownership14 May 2015
  • 4Statement of changes in beneficial ownership9 May 2014
  • 4Statement of changes in beneficial ownership10 Mar 2014
  • 4Statement of changes in beneficial ownership21 Nov 2013
  • 4Statement of changes in beneficial ownership3 Sep 2013
  • 4Statement of changes in beneficial ownership14 Jun 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012

DINH VIET D(13)

  • 4Statement of changes in beneficial ownership27 Aug 2018
  • 4Statement of changes in beneficial ownership5 Jun 2018
  • 4Statement of changes in beneficial ownership22 May 2018
  • 4Statement of changes in beneficial ownership27 Mar 2018
  • 4Statement of changes in beneficial ownership29 Nov 2017
  • 4Statement of changes in beneficial ownership28 Aug 2017
  • 4Statement of changes in beneficial ownership30 May 2017
  • 4Statement of changes in beneficial ownership22 May 2017
  • 4Statement of changes in beneficial ownership28 Mar 2017
  • 4Statement of changes in beneficial ownership16 Dec 2016

Thomas Lux(13)

  • 4Statement of changes in beneficial ownership20 May 2015
  • 4Statement of changes in beneficial ownership14 Apr 2015
  • 3Initial statement of beneficial ownership19 Mar 2015
  • 4Statement of changes in beneficial ownership4 Mar 2014
  • 4Statement of changes in beneficial ownership25 Feb 2014
  • 4Statement of changes in beneficial ownership15 Nov 2013
  • 4Statement of changes in beneficial ownership27 Feb 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership11 May 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012

Fetter Victor(13)

  • 4Statement of changes in beneficial ownership8 Mar 2017
  • 4Statement of changes in beneficial ownership28 Feb 2017
  • 4Statement of changes in beneficial ownership8 Mar 2016
  • 4Statement of changes in beneficial ownership29 Feb 2016
  • 4Statement of changes in beneficial ownership26 Feb 2016
  • 4Statement of changes in beneficial ownership21 Dec 2015
  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 4Statement of changes in beneficial ownership19 Dec 2014
  • 4Statement of changes in beneficial ownership26 Feb 2014

BONDERMAN DAVID(11)

  • 4OWNERSHIP DOCUMENT14 Dec 2015
  • 4OWNERSHIP DOCUMENT18 Feb 2014
  • 4OWNERSHIP DOCUMENT8 Nov 2013
  • 4OWNERSHIP DOCUMENT7 Nov 2013
  • 4Statement of changes in beneficial ownership6 Sep 2013
  • 4Statement of changes in beneficial ownership3 Sep 2013
  • 4Statement of changes in beneficial ownership16 Aug 2013
  • 4Statement of changes in beneficial ownership12 Jun 2013
  • 4Statement of changes in beneficial ownership31 May 2013
  • 4Statement of changes in beneficial ownership8 May 2012

COULTER JAMES G(11)

  • 4OWNERSHIP DOCUMENT14 Dec 2015
  • 4OWNERSHIP DOCUMENT18 Feb 2014
  • 4OWNERSHIP DOCUMENT8 Nov 2013
  • 4OWNERSHIP DOCUMENT7 Nov 2013
  • 4Statement of changes in beneficial ownership6 Sep 2013
  • 4Statement of changes in beneficial ownership3 Sep 2013
  • 4Statement of changes in beneficial ownership16 Aug 2013
  • 4Statement of changes in beneficial ownership12 Jun 2013
  • 4Statement of changes in beneficial ownership31 May 2013
  • 4Statement of changes in beneficial ownership8 May 2012

Hellman & Friedman Capital Partners V, L.P.(11)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership8 May 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION18 Feb 2011

Moore Robert J.(11)

  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 4Statement of changes in beneficial ownership26 Feb 2014
  • 4Statement of changes in beneficial ownership14 Feb 2014
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership10 Aug 2012
  • 4Statement of changes in beneficial ownership12 Apr 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION27 Dec 2010
  • 4Statement of changes in beneficial ownership16 Sep 2009
  • 4Statement of changes in beneficial ownership16 Jun 2009

Hellman & Friedman Capital Partners V (Parallel), L.P.(11)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership8 May 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION18 Feb 2011

Hellman & Friedman Investors V, L.P.(11)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership8 May 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION18 Feb 2011

Hellman & Friedman LLC(11)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership8 May 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION18 Feb 2011

Calder Tracy(11)

  • 4Statement of changes in beneficial ownership26 Nov 2019
  • 4Statement of changes in beneficial ownership10 May 2019
  • 4Statement of changes in beneficial ownership15 Mar 2019
  • 4Statement of changes in beneficial ownership26 Feb 2019
  • 4Statement of changes in beneficial ownership9 May 2018
  • 4Statement of changes in beneficial ownership15 Mar 2018
  • 4Statement of changes in beneficial ownership27 Feb 2018
  • 4Statement of changes in beneficial ownership15 Mar 2017
  • 4Statement of changes in beneficial ownership28 Feb 2017
  • 4Statement of changes in beneficial ownership29 Feb 2016

Seese Scott(11)

  • 4Statement of changes in beneficial ownership16 Jun 2021
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership25 Feb 2021
  • 4Statement of changes in beneficial ownership27 Feb 2020
  • 4Statement of changes in beneficial ownership25 Feb 2020
  • 4Statement of changes in beneficial ownership23 Aug 2019
  • 4Statement of changes in beneficial ownership26 Feb 2019
  • 4Statement of changes in beneficial ownership23 Aug 2018
  • 4Statement of changes in beneficial ownership27 Feb 2018
  • 4Statement of changes in beneficial ownership23 Aug 2017

TPG Group Holdings (SBS) Advisors, Inc.(10)

  • 4OWNERSHIP DOCUMENT14 Dec 2015
  • 4OWNERSHIP DOCUMENT18 Feb 2014
  • 4OWNERSHIP DOCUMENT8 Nov 2013
  • 4OWNERSHIP DOCUMENT7 Nov 2013
  • 4Statement of changes in beneficial ownership6 Sep 2013
  • 4Statement of changes in beneficial ownership3 Sep 2013
  • 4Statement of changes in beneficial ownership16 Aug 2013
  • 4Statement of changes in beneficial ownership12 Jun 2013
  • 4Statement of changes in beneficial ownership31 May 2013
  • 4Statement of changes in beneficial ownership8 May 2012

Buchheister Jeffrey R.(10)

  • 4Statement of changes in beneficial ownership29 Feb 2016
  • 4Statement of changes in beneficial ownership26 Feb 2016
  • 4Statement of changes in beneficial ownership24 Feb 2016
  • 4Statement of changes in beneficial ownership8 Mar 2016
  • 4Statement of changes in beneficial ownership16 Dec 2015
  • 4Statement of changes in beneficial ownership1 Jun 2015
  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 4Statement of changes in beneficial ownership24 Feb 2015
  • 3Initial statement of beneficial ownership11 Aug 2014

Thorpe Allen R(9)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4Statement of changes in beneficial ownership5 Dec 2011
  • 4PRIMARY DOCUMENT18 Feb 2011
  • 3Initial statement of beneficial ownership29 Jun 2007

Helliker Mark(9)

  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 4Statement of changes in beneficial ownership24 Feb 2015
  • 4Statement of changes in beneficial ownership25 Feb 2014
  • 4Statement of changes in beneficial ownership7 May 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION27 Dec 2010
  • 3Initial statement of beneficial ownership23 Mar 2010

Hellman Marco(8)

  • 4Statement of changes in beneficial ownership8 Mar 2018
  • 4Statement of changes in beneficial ownership2 Mar 2018
  • 4Statement of changes in beneficial ownership28 Feb 2018
  • 4Statement of changes in beneficial ownership26 Feb 2018
  • 4Statement of changes in beneficial ownership22 May 2017
  • 4Statement of changes in beneficial ownership15 Feb 2017
  • 4Statement of changes in beneficial ownership16 Dec 2016
  • 3Initial statement of beneficial ownership16 May 2016

Fandrey Edward(8)

  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership1 Dec 2021
  • 4Statement of changes in beneficial ownership26 Nov 2021
  • 4Statement of changes in beneficial ownership27 Aug 2021
  • 4Statement of changes in beneficial ownership16 Jun 2021
  • 4Statement of changes in beneficial ownership27 May 2021
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 3Initial statement of beneficial ownership28 Jan 2021

SEMERJIAN DAYTON(7)

  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership3 Mar 2020
  • 4Statement of changes in beneficial ownership27 Feb 2020
  • 3Initial statement of beneficial ownership4 Mar 2019
  • 4Statement of changes in beneficial ownership4 Mar 2019

Bruton Derek(6)

  • 4Statement of changes in beneficial ownership25 Feb 2014
  • 4Statement of changes in beneficial ownership19 Feb 2014
  • 4Statement of changes in beneficial ownership27 Feb 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Feb 2013
  • 3Initial statement of beneficial ownership8 May 2012

Parker Ryan(6)

  • 4Statement of changes in beneficial ownership8 Mar 2016
  • 4Statement of changes in beneficial ownership29 Feb 2016
  • 4Statement of changes in beneficial ownership26 Feb 2016
  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 3Initial statement of beneficial ownership16 Jun 2014

Simonich Brent(6)

  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership21 Nov 2022
  • 4Statement of changes in beneficial ownership1 Mar 2022
  • 4Statement of changes in beneficial ownership1 Mar 2021
  • 4Statement of changes in beneficial ownership17 Feb 2021
  • 3Initial statement of beneficial ownership17 Feb 2021

Ko Albert J(6)

  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership28 May 2025
  • 4Statement of changes in beneficial ownership14 May 2024
  • 4Statement of changes in beneficial ownership16 May 2023
  • 4Statement of changes in beneficial ownership3 Feb 2023
  • 3Initial statement of beneficial ownership11 Jan 2023

Cohen Marc Eliot(6)

  • 4Statement of changes in beneficial ownership15 Jun
  • 4Statement of changes in beneficial ownership11 Mar
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership16 Jun 2025
  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 3Initial statement of beneficial ownership31 Dec 2024

Goldstein Jeffrey A(5)

  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 3Initial statement of beneficial ownership13 Feb 2012
  • 3Initial statement of beneficial ownership29 Jun 2007

Hellman & Friedman Capital Associates V, L.P.(5)

  • 4Statement of changes in beneficial ownership19 Aug 2013
  • 4Statement of changes in beneficial ownership30 May 2013
  • 4Statement of changes in beneficial ownership15 Nov 2012
  • 4Statement of changes in beneficial ownership8 May 2012
  • 3MAIN DOCUMENT DESCRIPTION24 Apr 2009

Feeney Christopher(5)

  • 4Statement of changes in beneficial ownership10 Dec 2012
  • 4Statement of changes in beneficial ownership13 Mar 2012
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION27 Dec 2010
  • 3Initial statement of beneficial ownership23 Mar 2010

Khoury Joan D(5)

  • 4Statement of changes in beneficial ownership25 Feb 2014
  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership1 Jun 2012
  • 4Statement of changes in beneficial ownership14 May 2012
  • 3Initial statement of beneficial ownership8 May 2012

Sethi Kabir(5)

  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership9 May 2023
  • 4Statement of changes in beneficial ownership28 Feb 2023
  • 4Statement of changes in beneficial ownership10 May 2022
  • 3Initial statement of beneficial ownership10 May 2022

Brown Althea(5)

  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 4Statement of changes in beneficial ownership16 Sep 2024
  • 4Statement of changes in beneficial ownership27 Feb 2024
  • 4Statement of changes in beneficial ownership14 Sep 2023
  • 3Initial statement of beneficial ownership14 Sep 2023

McDermott John J.(4)

  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Feb 2012
  • 4MAIN DOCUMENT DESCRIPTION27 Dec 2010
  • 3Initial statement of beneficial ownership23 Mar 2010

Schott Mary Frances(4)

  • 4Statement of changes in beneficial ownership10 Mar 2015
  • 4Statement of changes in beneficial ownership26 Feb 2015
  • 4Statement of changes in beneficial ownership24 Feb 2015
  • 3Initial statement of beneficial ownership16 Jun 2014

Reeping Katharine(4)

  • 4Statement of changes in beneficial ownership14 Sep
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership11 Sep 2025
  • 3Initial statement of beneficial ownership10 Mar 2025

Field Emily(4)

  • 4Statement of changes in beneficial ownership8 Sep
  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership9 Sep 2025
  • 3Initial statement of beneficial ownership25 Aug 2025

Maher Bill(3)

  • 4Statement of changes in beneficial ownership23 Mar 2009
  • 4Statement of changes in beneficial ownership3 Apr 2008
  • 3Initial statement of beneficial ownership29 Jun 2007

Black Steven M.(3)

  • 4Statement of changes in beneficial ownership23 Mar 2009
  • 4Statement of changes in beneficial ownership3 Apr 2008
  • 3Initial statement of beneficial ownership29 Jun 2007

Ragatz Erik D.(3)

  • 4Statement of changes in beneficial ownership5 Dec 2011
  • 4PRIMARY DOCUMENT18 Feb 2011
  • 3Initial statement of beneficial ownership3 Aug 2009

Abood Denise M.(3)

  • 4MAIN DOCUMENT DESCRIPTION27 Dec 2010
  • 4PRIMARY DOCUMENT19 Nov 2010
  • 3Initial statement of beneficial ownership23 Mar 2010

Hellman & Friedman LP(3)

  • 4Statement of changes in beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership13 Nov 2012
  • 3Initial statement of beneficial ownership7 Nov 2012

Khanna Somesh(3)

  • 4Statement of changes in beneficial ownership19 May
  • 4Statement of changes in beneficial ownership4 Feb
  • 3Initial statement of beneficial ownership14 Jan

Morningstar Matthew(3)

  • 4Statement of changes in beneficial ownership27 Feb
  • 4Statement of changes in beneficial ownership11 Dec 2025
  • 3Initial statement of beneficial ownership11 Dec 2025

SHULMAN BECKY S(2)

  • 4Statement of changes in beneficial ownership30 Sep 2011
  • 3Initial statement of beneficial ownership14 Jun 2011

Haines Marshall(2)

  • 4Statement of changes in beneficial ownership3 Jun 2009
  • 3Initial statement of beneficial ownership29 Jun 2007

Tuorto Joseph P(2)

  • 4Statement of changes in beneficial ownership3 Apr 2008
  • 3Initial statement of beneficial ownership29 Jun 2007

Hellman & Friedman GP LLC(2)

  • 3Initial statement of beneficial ownership26 Feb 2013
  • 4Statement of changes in beneficial ownership26 Feb 2013

Handelsman Sharyn(2)

  • 4Statement of changes in beneficial ownership4 Jun 2015
  • 3Initial statement of beneficial ownership19 Mar 2015

Dadyar Sara(2)

  • 4Statement of changes in beneficial ownership27 Feb 2025
  • 3Initial statement of beneficial ownership8 Jan 2024

TPG Advisors IV, Inc.(1)

  • 3Initial statement of beneficial ownership24 Apr 2009

≥5% Ownership

VANGUARD GROUP INC(13)

  • SC 13G/ALPL Financial Holdings Inc.27 Mar
  • SC 13G/ALPL Financial Holdings Inc.7 Aug 2025
  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2024
  • SC 13G/ALPL Financial Holdings Inc.10 Apr 2023
  • SC 13G/ALPL Financial Holdings Inc.9 Feb 2023
  • SC 13G/ALPL Financial Holdings Inc.10 Feb 2022
  • SC 13G/ALPL Financial Holdings Inc.10 Feb 2021
  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2020
  • SC 13G/ALPL Financial Holdings Inc.11 Feb 2019
  • SC 13G/ALPL Financial Holdings Inc.9 Feb 2018

Janus Henderson Group Ltd.(9)

  • SC 13GLPL Financial Holdings Inc.13 Aug
  • SC 13G/ALPL Financial Holdings Inc.9 Feb 2023
  • SC 13G/ALPL Financial Holdings Inc.9 Dec 2022
  • SC 13G/ALPL Financial Holdings Inc.11 Feb 2022
  • SC 13G/ALPL Financial Holdings Inc.11 Feb 2021
  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2020
  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2019
  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2018
  • SC 13GLPL Financial Holdings Inc.12 Jun 2017

JANUS CAPITAL MANAGEMENT LLC(7)

  • SC 13G/ALPL Financial Holdings Inc.12 Jun 2017
  • SC 13G/ALPL Financial Holdings Inc.5 May 2017
  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.16 Feb 2016
  • SC 13G/ALPL Financial Holdings Inc.16 Feb 2016
  • SC 13G/ALPL Financial Holdings Inc.18 Feb 2015
  • SC 13GLPL Financial Holdings Inc.14 Feb 2014

FPR PARTNERS LLC(7)

  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2018
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.16 Feb 2016
  • SC 13G/ALPL Financial Holdings Inc.8 May 2015
  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2015
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2014
  • SC 13GLPL Financial Holdings Inc.14 Feb 2013

TPG Group Holdings (SBS) Advisors, Inc.(6)

  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.16 Feb 2016
  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2015
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2014
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2013
  • SC 13G/ALPL Investment Holdings Inc.14 Feb 2012

SPO ADVISORY CORP(5)

  • SC 13G/ALPL Financial Holdings Inc.14 Dec 2018
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2018
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.16 Feb 2016
  • SC 13GLPL Financial Holdings Inc.22 Dec 2014

WELLINGTON MANAGEMENT GROUP LLP(4)

  • SC 13G/ALPL Financial Holdings Inc.4 Feb 2022
  • SC 13GLPL Financial Holdings Inc.4 Feb 2021
  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2015
  • SC 13GLPL Financial Holdings Inc.14 Feb 2014

FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC(4)

  • SC 13G/ALPL Financial Holdings Inc.9 Feb 2018
  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.15 Apr 2016
  • SC 13GLPL Financial Holdings Inc.22 Feb 2016

Hellman & Friedman LLC(4)

  • SC 13G/ALPL Financial Holdings Inc.13 Feb 2014
  • SC 13G/ALPL Financial Holdings Inc.11 Feb 2013
  • SC 13G/ALPL Investment Holdings Inc.14 Feb 2012
  • SC 13GLPL Investment Holdings Inc.12 Feb 2010

PRICE T ROWE ASSOCIATES INC /MD/(3)

  • SC 13G/ALPL Financial Holdings Inc.7 Feb 2017
  • SC 13G/ALPL Financial Holdings Inc.11 Feb 2016
  • SC 13GLPL Financial Holdings Inc.12 Feb 2015

MARCATO CAPITAL MANAGEMENT LP(3)

  • SC 13D/ALPL Financial Holdings Inc.14 Jan 2016
  • SC 13D/ALPL Financial Holdings Inc.24 Nov 2015
  • SC 13DLPL Financial Holdings Inc.22 Sep 2015

LONE PINE CAPITAL LLC(2)

  • SC 13G/ALPL Financial Holdings Inc.17 Feb 2015
  • SC 13GLPL Financial Holdings Inc.7 Feb 2014

BlackRock Inc.(2)

  • SC 13G/ALPL Financial Holdings Inc.12 Feb 2024
  • SC 13GLPL Financial Holdings Inc.3 Feb 2023

First Pacific Advisors, LLC(2)

  • SC 13G/ALPL Financial Holdings Inc.14 Feb 2018
  • SC 13GLPL Financial Holdings Inc.14 Feb 2017

BlackRock, Inc.(2)

  • SC 13G/ALPL Financial Holdings Inc.12 Nov 2024
  • SC 13G/ALPL Financial Holdings Inc.22 Oct 2024

DODGE & COX(1)

  • SC 13GLPL Financial Holdings Inc.14 May

TPG Advisors IV, Inc.(1)

  • SC 13GLPL Investment Holdings Inc.12 Feb 2010

Boston Partners(1)

  • SC 13GLPL Financial Holdings Inc.4 Aug

VANGUARD CAPITAL MANAGEMENT LLC(1)

  • SC 13GLPL Financial Holdings Inc.30 Apr