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LPL Financial Holdings Inc.
(LPLA US)
$283.74
+4.20
1.50%
Ext:
$289.32
+5.58
1.97%
(Market Closed · 23:59:32 UTC)
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LPLA US
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SEC Filings
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Financials
(80)
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10-Q
Q3
ended 30 Sept 2026
29 Oct
10-Q
Q2
ended 30 Jun 2026
3 Aug
10-Q
Q1
ended 31 Mar 2026
4 May
10-K
FY 2025
ended 31 Dec 2025
23 Feb
10-Q
Q3
ended 30 Sept 2025
3 Nov 2025
10-Q
Q2
ended 30 Jun 2025
4 Aug 2025
10-Q
Q1
ended 31 Mar 2025
9 May 2025
10-K
FY 2024
ended 31 Dec 2024
20 Feb 2025
10-Q
Q3
ended 30 Sept 2024
4 Nov 2024
10-Q
Q2
ended 30 Jun 2024
30 Jul 2024
10-Q
Q1
ended 31 Mar 2024
2 May 2024
10-K
FY 2023
ended 31 Dec 2023
21 Feb 2024
10-Q
Q3
ended 30 Sept 2023
31 Oct 2023
10-Q
Q2
ended 30 Jun 2023
1 Aug 2023
10-Q
Q1
ended 31 Mar 2023
2 May 2023
Events
(214)
Expand
8-K
Results of Operations and Financial Condition
27 Oct
8-K
Results of Operations and Financial Condition
30 Jul
8-K
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
15 May
8-K
Results of Operations and Financial Condition
30 Apr
8-K
Results of Operations and Financial Condition
29 Jan
8-K
LPL Public RelationsFor Immediate Release
8 Jan
8-K
Results of Operations and Financial Condition
30 Oct 2025
8-K
LPL FINANCIAL CLOSES ITS ACQUISITION OF COMMONWEALTH FINANCIAL NETWORK
1 Aug 2025
8-K
Results of Operations and Financial Condition
31 Jul 2025
8-K
Director/Officer Changes & Compensatory Arrangements
3 Jul 2025
8-K
Director/Officer Changes & Compensatory Arrangements
3 Jun 2025
8-K
Submission of Matters to Shareholder Vote
23 May 2025
8-K
Results of Operations and Financial Condition
8 May 2025
8-K
Entry into Material Agreement
3 Apr 2025
8-K
Other Events
2 Apr 2025
Insider Ownership
(1.2K)
Expand
4
Statement of changes in beneficial ownership
14 Sep
4
Statement of changes in beneficial ownership
8 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
1 Sep
4
Statement of changes in beneficial ownership
31 Aug
4
Statement of changes in beneficial ownership
21 Aug
4
Statement of changes in beneficial ownership
4 Aug
4
Statement of changes in beneficial ownership
4 Aug
4
Statement of changes in beneficial ownership
22 Jun
4
Statement of changes in beneficial ownership
15 Jun
Beneficial Ownership
(77)
Expand
SC 13G
LPL Financial Holdings Inc.
13 Aug
SC 13G
LPL Financial Holdings Inc.
4 Aug
SC 13G
LPL Financial Holdings Inc.
14 May
SC 13G
LPL Financial Holdings Inc.
30 Apr
SC 13G/A
LPL Financial Holdings Inc.
27 Mar
SC 13G/A
LPL Financial Holdings Inc.
7 Aug 2025
SC 13G/A
LPL Financial Holdings Inc.
12 Nov 2024
SC 13G/A
LPL Financial Holdings Inc.
22 Oct 2024
SC 13G/A
LPL Financial Holdings Inc.
13 Feb 2024
SC 13G/A
LPL Financial Holdings Inc.
12 Feb 2024
SC 13G/A
LPL Financial Holdings Inc.
10 Apr 2023
SC 13G/A
LPL Financial Holdings Inc.
9 Feb 2023
SC 13G/A
LPL Financial Holdings Inc.
9 Feb 2023
SC 13G
LPL Financial Holdings Inc.
3 Feb 2023
SC 13G/A
LPL Financial Holdings Inc.
9 Dec 2022
Other Ownership
(51)
Expand
144
Reeping Katharine
11 Sep
144
Jambusaria Aneri
27 Aug
144
Gates Greg
20 Aug
144
Enyedi Matthew
31 Jul
144
Jambusaria Aneri
17 Jun
144
Audette Matthew J
15 Apr
144
Audette Matthew J
14 Apr
144
Cohen Marc Eliot
10 Mar
144
Cohen Marc Eliot
9 Mar
144
Jambusaria Aneri
2 Mar
144
Audette Matthew J
26 Feb
144
Enyedi Matthew
26 Feb
144
Steinmeier Richard
5 Dec 2025
144
Gates Greg
5 Dec 2025
144
Jambusaria Aneri
1 Dec 2025
Proxies
(45)
Expand
ARS
Annual report to security holders
2 Apr
DEFA14A
Definitive additional materials
2 Apr
DEF 14A
Definitive proxy statement
2 Apr
PRE 14A
Preliminary proxy statement
19 Mar
DFAN14A
Definitive additional soliciting materials
21 Oct 2025
DEF 14A
Definitive proxy statement
25 Mar 2025
ARS
Annual report to security holders
25 Mar 2025
DEFA14A
Definitive additional materials
25 Mar 2025
ARS
Annual report to security holders
28 Mar 2024
DEFA14A
Definitive additional materials
28 Mar 2024
DEF 14A
Definitive proxy statement
28 Mar 2024
DEF 14A
Definitive proxy statement
30 Mar 2023
ARS
Annual report to security holders
30 Mar 2023
DEFA14A
Definitive additional materials
30 Mar 2023
DEFA14A
Definitive additional materials
8 Apr 2022
Registrations
(48)
Expand
424B5
Prospectus filing (Rule 424(b)(5))
3 Apr 2025
424B5
Prospectus filing (Rule 424(b)(5))
2 Apr 2025
FWP
Free writing prospectus
1 Apr 2025
424B5
Prospectus filing (Rule 424(b)(5))
1 Apr 2025
424B5
Prospectus filing (Rule 424(b)(5))
31 Mar 2025
S-3/A
Registration statement (primary offering, amendment)
21 Mar 2025
S-3
Registration statement (primary offering)
3 Mar 2025
424B5
Prospectus filing (Rule 424(b)(5))
25 Feb 2025
FWP
Free writing prospectus
24 Feb 2025
424B5
Prospectus filing (Rule 424(b)(5))
24 Feb 2025
424B5
Prospectus filing (Rule 424(b)(5))
15 May 2024
FWP
Free writing prospectus
14 May 2024
424B5
Prospectus filing (Rule 424(b)(5))
13 May 2024
424B5
Prospectus filing (Rule 424(b)(5))
13 Nov 2023
FWP
Free writing prospectus
8 Nov 2023
Filing Review Correspondence
(15)
Expand
CORRESP
Filing review correspondence
21 Mar 2025
CORRESP
Filing review correspondence
30 Oct 2023
CORRESP
Filing review correspondence
27 Oct 2023
CORRESP
Filing review correspondence
17 Oct 2023
CORRESP
Filing review correspondence
15 Nov 2010
CORRESP
Filing review correspondence
15 Nov 2010
CORRESP
Filing review correspondence
12 Nov 2010
UPLOAD
Filing review upload
10 Nov 2010
CORRESP
Filing review correspondence
7 Sep 2010
UPLOAD
Filing review upload
31 Aug 2010
CORRESP
Filing review correspondence
4 Aug 2010
UPLOAD
Filing review upload
30 Jul 2010
CORRESP
Filing review correspondence
9 Jul 2010
UPLOAD
Filing review upload
2 Jul 2010
CORRESP
Filing review correspondence
29 Jun 2010
SEC Orders And Notices
(8)
Expand
EFFECT
Notice of effectiveness
25 Mar 2025
EFFECT
Notice of effectiveness
1 Nov 2023
CT ORDER
Confidential treatment order
20 Dec 2019
CT ORDER
Confidential treatment order
15 Mar 2019
CT ORDER
Confidential treatment order
17 Sep 2014
CT ORDER
Confidential treatment order
8 Mar 2013
EFFECT
Notice of effectiveness
17 Nov 2010
CT ORDER
Confidential treatment order
17 Nov 2010
Trust Indenture Filings
(1)
Expand
305B2
Application for qualification of indenture
2 Nov 2023
Exempt Offerings
(1)
Expand
D/A
Notice of exempt offering of securities (Reg D, amendment)
25 Nov 2009
Other
(2)
Expand
IRANNOTICE
IRANNOTICE
31 Jul 2013
CERTNAS
AUTO-GENERATED PAPER DOCUMENT
17 Nov 2010
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