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(IEA US)

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IEA US​

SEC Filings by Owner

Insider Ownership

Roehm John Paul(23)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership19 Sep 2022
  • 4Statement of changes in beneficial ownership6 Jun 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership2 Dec 2021
  • 4Statement of changes in beneficial ownership29 Oct 2021
  • 4Statement of changes in beneficial ownership7 Jun 2021
  • 4Statement of changes in beneficial ownership19 May 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021

Hanson Christopher(22)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership19 Sep 2022
  • 4Statement of changes in beneficial ownership6 Sep 2022
  • 4Statement of changes in beneficial ownership6 Jun 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership2 Dec 2021
  • 4Statement of changes in beneficial ownership29 Oct 2021
  • 4Statement of changes in beneficial ownership29 Jun 2021
  • 4Statement of changes in beneficial ownership7 Jun 2021

Hummer Brian(20)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership19 Sep 2022
  • 4Statement of changes in beneficial ownership6 Jun 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership2 Dec 2021
  • 4Statement of changes in beneficial ownership29 Oct 2021
  • 4Statement of changes in beneficial ownership29 Jun 2021
  • 4Statement of changes in beneficial ownership25 Jun 2021
  • 4Statement of changes in beneficial ownership7 Jun 2021

Meghji Mohsin Y(18)

  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019
  • 4OWNERSHIP DOCUMENT30 Nov 2018
  • 4/AStatement of changes in beneficial ownership (amendment)7 Jun 2018
  • 4Statement of changes in beneficial ownership29 Mar 2018
  • 4OWNERSHIP DOCUMENT28 Mar 2018
  • 4OWNERSHIP DOCUMENT6 Apr 2018
  • 4Statement of changes in beneficial ownership24 May 2017
  • 4Statement of changes in beneficial ownership19 May 2017

Montgomery Terence R(16)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership21 Sep 2022
  • 4Statement of changes in beneficial ownership12 Aug 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 4Statement of changes in beneficial ownership5 Nov 2021
  • 4Statement of changes in beneficial ownership29 Oct 2021
  • 4Statement of changes in beneficial ownership20 Jul 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership29 Dec 2020
  • 4Statement of changes in beneficial ownership23 Nov 2020

Stoecker Michael(15)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership6 Jun 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership7 Jun 2021
  • 4Statement of changes in beneficial ownership19 May 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership25 Mar 2021
  • 4Statement of changes in beneficial ownership4 Jan 2021
  • 4Statement of changes in beneficial ownership31 Aug 2020

ARES MANAGEMENT LLC(14)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021

Melman Gil(12)

  • 4Statement of changes in beneficial ownership7 Jun 2021
  • 4Statement of changes in beneficial ownership19 May 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership25 Mar 2021
  • 4Statement of changes in beneficial ownership8 Jan 2021
  • 4Statement of changes in beneficial ownership30 Dec 2020
  • 4Statement of changes in beneficial ownership4 Jun 2020
  • 4Statement of changes in beneficial ownership18 May 2020
  • 4Statement of changes in beneficial ownership9 Jan 2020
  • 4Statement of changes in beneficial ownership5 Jun 2019

Glanvill Derek(12)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership22 Sep 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 4Statement of changes in beneficial ownership29 Oct 2021
  • 4Statement of changes in beneficial ownership20 Jul 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership30 Dec 2020
  • 4Statement of changes in beneficial ownership27 Mar 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019

M III Sponsor I LLC(12)

  • 4OWNERSHIP DOCUMENT28 Mar 2018
  • 4/AStatement of changes in beneficial ownership (amendment)7 Jun 2018
  • 4Statement of changes in beneficial ownership24 May 2017
  • 4Statement of changes in beneficial ownership19 May 2017
  • 4OWNERSHIP DOCUMENT6 Dec 2016
  • 4OWNERSHIP DOCUMENT2 Dec 2016
  • 4OWNERSHIP DOCUMENT7 Jun 2018
  • 4OWNERSHIP DOCUMENT23 Aug 2016
  • 4OWNERSHIP DOCUMENT13 Jul 2016
  • 4OWNERSHIP DOCUMENT7 Jul 2016

M III Acquisition Partners I LLC(12)

  • 4OWNERSHIP DOCUMENT28 Mar 2018
  • 4/AStatement of changes in beneficial ownership (amendment)7 Jun 2018
  • 4Statement of changes in beneficial ownership24 May 2017
  • 4Statement of changes in beneficial ownership19 May 2017
  • 4OWNERSHIP DOCUMENT6 Dec 2016
  • 4OWNERSHIP DOCUMENT2 Dec 2016
  • 4OWNERSHIP DOCUMENT7 Jun 2018
  • 4OWNERSHIP DOCUMENT23 Aug 2016
  • 4OWNERSHIP DOCUMENT13 Jul 2016
  • 4OWNERSHIP DOCUMENT7 Jul 2016

Oaktree Capital Group, LLC(11)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018

M III Sponsor I LP(11)

  • 4OWNERSHIP DOCUMENT28 Mar 2018
  • 4Statement of changes in beneficial ownership24 May 2017
  • 4Statement of changes in beneficial ownership19 May 2017
  • 4OWNERSHIP DOCUMENT6 Dec 2016
  • 4OWNERSHIP DOCUMENT2 Dec 2016
  • 4OWNERSHIP DOCUMENT7 Jun 2018
  • 4OWNERSHIP DOCUMENT23 Aug 2016
  • 4OWNERSHIP DOCUMENT13 Jul 2016
  • 4OWNERSHIP DOCUMENT7 Jul 2016
  • 4OWNERSHIP DOCUMENT22 Nov 2016

M III Acquisition Partners I Corp.(11)

  • 4OWNERSHIP DOCUMENT28 Mar 2018
  • 4Statement of changes in beneficial ownership24 May 2017
  • 4Statement of changes in beneficial ownership19 May 2017
  • 4OWNERSHIP DOCUMENT6 Dec 2016
  • 4OWNERSHIP DOCUMENT2 Dec 2016
  • 4OWNERSHIP DOCUMENT7 Jun 2018
  • 4OWNERSHIP DOCUMENT23 Aug 2016
  • 4OWNERSHIP DOCUMENT13 Jul 2016
  • 4OWNERSHIP DOCUMENT22 Nov 2016
  • 4OWNERSHIP DOCUMENT7 Jul 2016

MOERBEEK PETER J(10)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership20 Dec 2021
  • 4Statement of changes in beneficial ownership19 May 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership25 Mar 2021
  • 4Statement of changes in beneficial ownership21 Aug 2020
  • 4Statement of changes in beneficial ownership7 Apr 2020
  • 3Initial statement of beneficial ownership4 Mar 2020

Ares Management Corp(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

Ares Management Holdings L.P.(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

Ares Partners Holdco LLC(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

Ares Management GP LLC(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

Ares Holdco LLC(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

Ares Voting LLC(10)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

OAKTREE FUND GP I, L.P.(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Oaktree Capital I, L.P.(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

OCM HOLDINGS I, LLC(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

OAKTREE HOLDINGS, LLC(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Oaktree Fund GP, LLC(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Ares Special Situations Fund IV, L.P.(8)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 3Initial statement of beneficial ownership22 Nov 2019

ASSF Operating Manager IV, L.P.(8)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 3Initial statement of beneficial ownership22 Nov 2019

OAKTREE POWER OPPORTUNITIES FUND III DELAWARE, L.P.(8)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

ASOF Investment Management LLC(8)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 3Initial statement of beneficial ownership22 Nov 2019

ASOF Holdings I, L.P.(8)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT5 Oct 2021
  • 4OWNERSHIP DOCUMENT2 Aug 2021
  • 4/AOWNERSHIP DOCUMENT5 Aug 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 3Initial statement of beneficial ownership22 Nov 2019

Oaktree Capital Group Holdings GP, LLC(7)

  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 3Initial statement of beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership22 May 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Roth Erin Jennifer(7)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership29 Mar 2022
  • 4Statement of changes in beneficial ownership28 Feb 2022
  • 4Statement of changes in beneficial ownership2 Dec 2021
  • 4Statement of changes in beneficial ownership5 Nov 2021
  • 4Statement of changes in beneficial ownership29 Jun 2021
  • 3Initial statement of beneficial ownership29 Jun 2021

Layman Andrew Dean(7)

  • 4Statement of changes in beneficial ownership18 Jul 2019
  • 4Statement of changes in beneficial ownership5 Jun 2019
  • 4Statement of changes in beneficial ownership28 May 2019
  • 4Statement of changes in beneficial ownership16 Apr 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership18 Sep 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Eber John(7)

  • 4Statement of changes in beneficial ownership2 Dec 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership30 Dec 2020
  • 4Statement of changes in beneficial ownership27 Mar 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership9 Jan 2019
  • 3Initial statement of beneficial ownership9 Jan 2019

OAKTREE CAPITAL MANAGEMENT LP(6)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 3Initial statement of beneficial ownership4 Jan 2019

OCM FIE, LLC(6)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 3Initial statement of beneficial ownership4 Jan 2019

GARNER CHARLES HUGH FARKAS(6)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 4Statement of changes in beneficial ownership20 Dec 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 4Statement of changes in beneficial ownership29 May 2019
  • 3Initial statement of beneficial ownership28 Mar 2018

Infrastructure & Energy Alternatives, LLC(6)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020
  • 4Statement of changes in beneficial ownership18 Nov 2019
  • 4Statement of changes in beneficial ownership7 Jun 2018
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Shah Bharat(6)

  • 4Statement of changes in beneficial ownership4 Jun 2020
  • 4Statement of changes in beneficial ownership27 Mar 2020
  • 4Statement of changes in beneficial ownership5 Jun 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership18 Sep 2018
  • 3Initial statement of beneficial ownership18 Sep 2018

SCHAPIRO IAN(5)

  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership3 Apr 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Jonna Peter Joseph(5)

  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 4Statement of changes in beneficial ownership2 Apr 2019
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 4Statement of changes in beneficial ownership3 Jan 2019
  • 3OWNERSHIP DOCUMENT5 Apr 2018

Underwood Matthew Philip(5)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership20 Mar 2020

DELLA ROCCA MICHAEL(5)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 4Statement of changes in beneficial ownership5 Nov 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 3Initial statement of beneficial ownership17 Nov 2020

MAHON LAURENE B(5)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 4Statement of changes in beneficial ownership5 Nov 2021
  • 4Statement of changes in beneficial ownership30 Mar 2021
  • 3Initial statement of beneficial ownership30 Nov 2020

GRAVES SCOTT L(4)

  • 4OWNERSHIP DOCUMENT11 Oct 2022
  • 4OWNERSHIP DOCUMENT11 May 2022
  • 4OWNERSHIP DOCUMENT9 May 2022
  • 3OWNERSHIP DOCUMENT24 Aug 2021

Ares Holdings Inc.(4)

  • 4OWNERSHIP DOCUMENT30 Mar 2021
  • 4Statement of changes in beneficial ownership11 Feb 2021
  • 4Statement of changes in beneficial ownership30 Mar 2020
  • 3Initial statement of beneficial ownership22 Nov 2019

BROOKFIELD ASSET MANAGEMENT INC.(3)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020

Bunting Theodore H JR(3)

  • 4Statement of changes in beneficial ownership7 Oct 2022
  • 4Statement of changes in beneficial ownership9 May 2022
  • 3Initial statement of beneficial ownership14 May 2021

Oaktree Holdings, Inc.(3)

  • 4Statement of changes in beneficial ownership2 Apr 2020
  • 4Statement of changes in beneficial ownership28 Mar 2019
  • 3Initial statement of beneficial ownership4 Jan 2019

Partners Ltd(3)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 4OWNERSHIP DOCUMENT30 Dec 2020

OT POF IEA Preferred B Aggregator GP LLC(3)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 3Initial statement of beneficial ownership22 May 2019

OT POF IEA Preferred B Aggregator, L.P.(3)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021
  • 3Initial statement of beneficial ownership22 May 2019

Park West Asset Management LLC(2)

  • 4Statement of changes in beneficial ownership17 Aug 2021
  • 3Initial statement of beneficial ownership6 Aug 2021

Pappano Christopher J(2)

  • 4OWNERSHIP DOCUMENT26 Jul 2017
  • 3OWNERSHIP DOCUMENT13 Jul 2017

Atlas OCM Holdings, LLC(2)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021

Oaktree Capital Management GP, LLC(2)

  • 4OWNERSHIP DOCUMENT25 Mar 2021
  • 4OWNERSHIP DOCUMENT10 Feb 2021

FARKAS ANDREW L(1)

  • 3OWNERSHIP DOCUMENT7 Jul 2016

HOOD OSBERT MARTIN(1)

  • 3OWNERSHIP DOCUMENT6 Jul 2016

LUNAT SULEMAN(1)

  • 3OWNERSHIP DOCUMENT6 Jul 2016

Griffith Brian Joseph(1)

  • 3OWNERSHIP DOCUMENT6 Jul 2016

Marber Philip Andrew(1)

  • 3OWNERSHIP DOCUMENT7 Jul 2016

KASSIN PHILIP(1)

  • 3Initial statement of beneficial ownership28 Mar 2018

≥5% Ownership

ARES MANAGEMENT LLC(16)

  • SC 13D/AInfrastructure & Energy Alternatives, Inc.11 Oct 2022
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.26 Jul 2022
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.5 Oct 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.30 Jul 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.28 Jul 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.11 Feb 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.5 Feb 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.27 Jul 2020
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.12 Mar 2020
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.27 Jan 2020

Infrastructure & Energy Alternatives, LLC(12)

  • SC 13D/AInfrastructure & Energy Alternatives, Inc.19 May 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.25 Mar 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.10 Feb 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.5 Feb 2021
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.7 Aug 2020
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.28 Jan 2020
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.18 Nov 2019
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.1 Nov 2019
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.10 Oct 2019
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.16 Aug 2019

M III Sponsor I LLC(5)

  • SC 13D/AInfrastructure & Energy Alternatives, Inc.8 Jun 2018
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.6 Apr 2018
  • SC 13D/AM III Acquisition Corp.1 Mar 2018
  • SC 13D/AM III Acquisition Corp.28 Feb 2018
  • SC 13DM III Acquisition Corp.22 Jul 2016

Park West Asset Management LLC(4)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.14 Feb 2022
  • SC 13G/AInfrastructure & Energy Alternatives, Inc.6 Aug 2021
  • SC 13G/AInfrastructure & Energy Alternatives, Inc.16 Feb 2021
  • SC 13GInfrastructure & Energy Alternatives, Inc.16 Feb 2021

Infrastructure & Energy Alternatives, Inc.(4)

  • SC 13D/AM III Sponsor I LLC5 Jan 2021
  • SC 13D/AM III Sponsor I LLC4 Nov 2019
  • SC 13D/AM III Sponsor I LLC3 Jun 2019
  • SC 13D/AInfrastructure & Energy Alternatives, Inc.22 Jan 2019

ROYCE & ASSOCIATES LP(3)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.29 Jan 2021
  • SC 13G/AInfrastructure & Energy Alternatives, Inc.23 Jan 2020
  • SC 13GInfrastructure & Energy Alternatives, Inc.15 Jan 2019

GLAZER CAPITAL, LLC(3)

  • SC 13G/AM III Acquisition Corp.14 Feb 2018
  • SC 13G/AM III Acquisition Corp.14 Feb 2017
  • SC 13GM III Acquisition Corp.19 Jul 2016

Polar Asset Management Partners Inc.(3)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.13 Feb 2019
  • SC 13G/AM III Acquisition Corp.9 Feb 2018
  • SC 13GM III Acquisition Corp.9 Feb 2017

Weiss Asset Management LP(3)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.13 Feb 2019
  • SC 13G/AM III Acquisition Corp.14 Feb 2018
  • SC 13GM III Acquisition Corp.14 Feb 2017

Invesco Ltd.(2)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.12 Oct 2021
  • SC 13GInfrastructure & Energy Alternatives, Inc.11 Jan 2021

Karpus Management, Inc.(2)

  • SC 13G/AM III Acquisition Corp.9 Mar 2018
  • SC 13GM III Acquisition Corp.14 Feb 2018

OZ MANAGEMENT LP(2)

  • SC 13G/AM III Acquisition Corp.10 Feb 2017
  • SC 13GM III Acquisition Corp.19 Jul 2016

AQR CAPITAL MANAGEMENT LLC(2)

  • SC 13G/AM III Acquisition Corp.14 Feb 2018
  • SC 13GM III Acquisition Corp.14 Feb 2017

BlackRock Inc.(2)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.8 Mar 2019
  • SC 13GInfrastructure & Energy Alternatives, Inc.8 Feb 2019

J. Goldman & Co LP(2)

  • SC 13G/AM III Acquisition Corp.13 Feb 2018
  • SC 13GM III Acquisition Corp.14 Feb 2017

ADAGE CAPITAL PARTNERS GP, L.L.C.(1)

  • SC 13GInfrastructure & Energy Alternatives, Inc.12 Feb 2021

Greenhaven Road Capital Fund 1(1)

  • SC 13GInfrastructure & Energy Alternatives, Inc.12 Apr 2018

HGC Investment Management Inc.(1)

  • SC 13GM III Acquisition Corp.1 Feb 2018

Greenhaven Road Investment Management, L.P.(1)

  • SC 13G/AInfrastructure & Energy Alternatives, Inc.14 Feb 2019