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Logo
  • Home
  • AI Agent
  • Annotations
  • Files
  • Pricing and plans
  • BlogAboutContact us
    APIMCP
    Terms of servicePrivacy policy

  • Get the full experience

    We save the real magic for signed-in users.

PCF US​
HomeStock ScreenerDocument SearchChartingWatchlistsRecent Filings

High Income Securities Fund(PCF US)

$4.91+0.010.20%Ext:$5.06+0.153.10%(Market Closed · 01:00:02 UTC)
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Categorized

High Income Securities Fund(PCF US)

$4.91+0.010.20%Ext:$5.06+0.153.10%(Market Closed · 01:00:02 UTC)
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Categorized
Chronological
By Owner

Financials & Metrics

FinancialsChartingShort InterestEmployees
Chronological
By Owner

Financials & Metrics

FinancialsChartingShort InterestEmployees

SEC Filings by Owner

SEC Filings by Owner

Insider Ownership

GOLDSTEIN PHILLIP(76)

  • Form 4Statement of changes in beneficial ownership21 Aug
  • Form 4Statement of changes in beneficial ownership10 Aug
  • Form 4Statement of changes in beneficial ownership9 Apr
  • Form 4Statement of changes in beneficial ownership19 Mar
  • Form 4OWNERSHIP DOCUMENT4 Feb
  • Form 4OWNERSHIP DOCUMENT18 Dec 2025
  • Form 4OWNERSHIP DOCUMENT26 Feb 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT1 Jul 2024

Dakos Andrew(49)

  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4/AOWNERSHIP DOCUMENT9 Jun 2022
  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership17 Sep 2021
  • Form 4Statement of changes in beneficial ownership15 Sep 2021
  • Form 4Statement of changes in beneficial ownership4 Feb 2021
  • Form 4Statement of changes in beneficial ownership22 Jan 2021
  • Form 4Statement of changes in beneficial ownership18 Dec 2020
  • Form 4Statement of changes in beneficial ownership15 Oct 2020

Bulldog Investors, LLP(34)

  • Form 3Initial statement of beneficial ownership3 Apr 2025
  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 4OWNERSHIP DOCUMENT7 Jun 2018
  • Form 4OWNERSHIP DOCUMENT6 Feb 2018
  • Form 4OWNERSHIP DOCUMENT2 Feb 2018
  • Form 4OWNERSHIP DOCUMENT31 Jan 2018
  • Form 4OWNERSHIP DOCUMENT29 Jan 2018
  • Form 4OWNERSHIP DOCUMENT23 Jan 2018
  • Form 4OWNERSHIP DOCUMENT19 Jan 2018
  • Form 4OWNERSHIP DOCUMENT17 Jan 2018

Samuels Steven(33)

  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 4OWNERSHIP DOCUMENT7 Jun 2018
  • Form 4OWNERSHIP DOCUMENT6 Feb 2018
  • Form 4OWNERSHIP DOCUMENT2 Feb 2018
  • Form 4OWNERSHIP DOCUMENT31 Jan 2018
  • Form 4OWNERSHIP DOCUMENT29 Jan 2018
  • Form 4OWNERSHIP DOCUMENT23 Jan 2018
  • Form 4OWNERSHIP DOCUMENT19 Jan 2018
  • Form 4OWNERSHIP DOCUMENT17 Jan 2018
  • Form 4OWNERSHIP DOCUMENT12 Jan 2018

HILL JOHN A(19)

  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5/APRIMARY DOCUMENT21 Oct 2013
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT10 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008

HELLERMAN GERALD(18)

  • Form 4OWNERSHIP DOCUMENT30 Dec 2024
  • Form 4OWNERSHIP DOCUMENT23 Dec 2024
  • Form 4OWNERSHIP DOCUMENT18 Dec 2024
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT6 Jun 2024
  • Form 4OWNERSHIP DOCUMENT24 Jan 2022
  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership20 Sep 2021
  • Form 4Statement of changes in beneficial ownership4 Feb 2021

SELL MORITZ A(16)

  • Form 4OWNERSHIP DOCUMENT10 Apr 2025
  • Form 4OWNERSHIP DOCUMENT8 Apr 2025
  • Form 4OWNERSHIP DOCUMENT10 Jan 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT8 May 2023
  • Form 4OWNERSHIP DOCUMENT17 Apr 2023
  • Form 4OWNERSHIP DOCUMENT29 Dec 2022
  • Form 4OWNERSHIP DOCUMENT27 Sep 2022
  • Form 4OWNERSHIP DOCUMENT26 Jan 2022

PUTNAM LLC(15)

  • Form 3Initial statement of beneficial ownership5 Apr 2002
  • Form 3Initial statement of beneficial ownership15 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership20 Mar 2001
  • Form 3Initial statement of beneficial ownership13 Sep 2000
  • Form 3Initial statement of beneficial ownership21 Jun 2000
  • Form 3Initial statement of beneficial ownership14 Jun 2000
  • Form 3Initial statement of beneficial ownership9 Mar 2000

BAXTER JAMESON A(15)

  • Form 5PRIMARY DOCUMENT26 Sep 2017
  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT9 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008

SALVIN ROBERT LEONARD(14)

  • Form 5PRIMARY DOCUMENT26 Sep 2017
  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5/APRIMARY DOCUMENT8 Jan 2014
  • Form 5PRIMARY DOCUMENT12 Oct 2012
  • Form 5PRIMARY DOCUMENT14 Sep 2011
  • Form 5PRIMARY DOCUMENT14 Oct 2010
  • Form 5PRIMARY DOCUMENT14 Oct 2009

CURTIS B CHARLES(13)

  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT9 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT12 Sep 2006

Drucker Myra R(7)

  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT15 Dec 2006
  • Form 5PRIMARY DOCUMENT7 Oct 2005
  • Form 3PRIMARY DOCUMENT19 Oct 2004

Das Rajeev P(7)

  • Form 4OWNERSHIP DOCUMENT20 Jan
  • Form 4OWNERSHIP DOCUMENT5 Feb 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT28 Jun 2024
  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 3Initial statement of beneficial ownership29 Jun 2018

WORLEY RICHARD B(6)

  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 3PRIMARY DOCUMENT21 Oct 2004

KENNAN ELIZABETH T(5)

  • Form 4PRIMARY DOCUMENT12 Jan 2012
  • Form 3PRIMARY DOCUMENT10 Jan 2012
  • Form 5PRIMARY DOCUMENT7 Oct 2005
  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 5PRIMARY DOCUMENT5 Sep 2003

THORNDIKE W NICHOLAS(4)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 4PRIMARY DOCUMENT4 Aug 2004
  • Form 4PRIMARY DOCUMENT4 Aug 2004
  • Form 5PRIMARY DOCUMENT5 Sep 2003

STEPHENS W THOMAS(4)

  • Form 4PRIMARY DOCUMENT4 Jun 2009
  • Form 3PRIMARY DOCUMENT22 May 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT11 Oct 2005

HALDEMAN CHARLES E(4)

  • Form 5PRIMARY DOCUMENT2 Nov 2009
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 4PRIMARY DOCUMENT22 Nov 2004
  • Form 3Initial statement of beneficial ownership4 Nov 2002

DAYAN RICHARD(4)

  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT1 Jul 2024
  • Form 3Initial statement of beneficial ownership29 Jun 2018

MULLIN HUGH H(3)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 3Initial statement of beneficial ownership19 Nov 2002

SMITH LEO J(3)

  • Form 5PRIMARY DOCUMENT7 Sep 2005
  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

HARRIS BEN H(3)

  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership20 Sep 2021
  • Form 3Initial statement of beneficial ownership29 Jun 2018

OTOOLE BRIAN(2)

  • Form 5PRIMARY DOCUMENT1 Sep 2005
  • Form 3Initial statement of beneficial ownership18 Dec 2002

DARRETTA ROBERT J(2)

  • Form 4PRIMARY DOCUMENT4 Apr 2008
  • Form 3PRIMARY DOCUMENT17 Jul 2007

BONEPARTH JOHN F(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership30 Oct 2002

BROWN JOHN M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

DURGARIAN KARNIG H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

ESTEVES IRENE M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

FERGUSON TIM(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership30 Oct 2002

BIBI PHILIPPE(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3Initial statement of beneficial ownership30 Oct 2002

HOFFMAN THERON S(2)

  • Form 5Annual statement of beneficial ownership16 Jan 2003
  • Form 3Initial statement of beneficial ownership30 Oct 2002

MONAGHAN RICHARD A(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership1 Nov 2002

ORISTAGLIO STEPHEN M(2)

  • Form 5PRIMARY DOCUMENT6 Sep 2005
  • Form 3Initial statement of beneficial ownership1 Nov 2002

SILVER GORDON H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership1 Nov 2002

SPIEGEL STEVEN(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership1 Nov 2002

MULLIN JOHN H III(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 5PRIMARY DOCUMENT11 Oct 2005

JACKSON RONALD J(2)

  • Form 5PRIMARY DOCUMENT5 Jan 2006
  • Form 5PRIMARY DOCUMENT7 Oct 2005

ANDERSON BLAKE E(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership19 Nov 2002

BROWCHUK BRETT C(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Nov 2002

CRONIN KEVIN M(2)

  • Form 5PRIMARY DOCUMENT17 Oct 2008
  • Form 3Initial statement of beneficial ownership6 Dec 2002

ELAVIA TONY H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership6 Dec 2002

GORMAN STEPHEN A(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership10 Dec 2002

BLOCK RICHARD L(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3Initial statement of beneficial ownership4 Dec 2002

HAMLIN DAVID E(2)

  • Form 5PRIMARY DOCUMENT19 Oct 2006
  • Form 3Initial statement of beneficial ownership10 Dec 2002

JACOBS JEROME J(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership12 Dec 2002

KAMSHAD OMID(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership12 Dec 2002

KING DAVID L(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3Initial statement of beneficial ownership12 Dec 2002

BAUMANN BARBARA M(2)

  • Form 4PRIMARY DOCUMENT2 Jul 2010
  • Form 3PRIMARY DOCUMENT1 Jul 2010

KUENSTNER DEBORAH F(2)

  • Form 5PRIMARY DOCUMENT6 Sep 2005
  • Form 3Initial statement of beneficial ownership16 Dec 2002

LANDES WILLIAM J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership16 Dec 2002

LEIBOVITCH RICHARD G(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership19 Nov 2002

JONES ELIZABETH MACELWEE(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MALONEY KEVIN J(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MIKAMI DARRYL K(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MORGAN KELLY A(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MUFSON MICHAEL J(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership18 Dec 2002

PEACHER STEPHEN(2)

  • Form 5PRIMARY DOCUMENT2 Sep 2005
  • Form 3Initial statement of beneficial ownership18 Dec 2002

PRUSKO JAMES M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

MORRIS DIRK(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership17 Dec 2002

SAI YUMIKO(2)

  • Form 5PRIMARY DOCUMENT30 Dec 2008
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SCOTT JUSTIN M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SHADEK EDWARD T(2)

  • Form 5PRIMARY DOCUMENT16 Nov 2009
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SORENSEN ERIC H(2)

  • Form 5PRIMARY DOCUMENT4 Nov 2009
  • Form 3Initial statement of beneficial ownership19 Dec 2002

THOMSEN ROSEMARY H(2)

  • Form 5PRIMARY DOCUMENT7 Sep 2005
  • Form 3Initial statement of beneficial ownership19 Dec 2002

WALDMAN DAVID L(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Dec 2002

WARREN PAUL C(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership20 Dec 2002

WEISS MANUEL(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership20 Dec 2002

WETLAUFER ERIC(2)

  • Form 5PRIMARY DOCUMENT21 Oct 2003
  • Form 3Initial statement of beneficial ownership20 Dec 2002

SULLIVAN BILL J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Dec 2002

HEALY MICHAEL T(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership14 Nov 2002

BROOKS JOSHUA(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2007
  • Form 3Initial statement of beneficial ownership10 Apr 2003

ROBIE RICHARD S III(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT14 May 2003

COFFEY JOHN W(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT15 Apr 2004

KANWAL AMRIT(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT22 Jun 2004

Pollard Mark David(2)

  • Form 5PRIMARY DOCUMENT20 Oct 2006
  • Form 5PRIMARY DOCUMENT12 Sep 2006

WIESS JAMES C(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

SANTOS DAVID J(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3PRIMARY DOCUMENT4 Mar 2005

MILLER CHRISTOPHER GRAHAM(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3PRIMARY DOCUMENT21 Jan 2005

MARRKAND PAUL E(2)

  • Form 5PRIMARY DOCUMENT1 Sep 2005
  • Form 3PRIMARY DOCUMENT20 Jan 2005

MALAK SABA S(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT19 Jan 2005

Dexter Stephen P(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT14 Jan 2005

QUISTBERG PAUL T(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT9 Feb 2005

Bukovac Ronald J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT13 Jan 2005

MOCKARD JEANNE L(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3PRIMARY DOCUMENT3 Feb 2005

KAUFMAN JEFFREY(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT19 Jan 2005

GREENLEAF BRADFORD S(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT13 Jan 2005

SAGER MICHAEL J(2)

  • Form 5PRIMARY DOCUMENT19 Oct 2006
  • Form 3PRIMARY DOCUMENT4 Mar 2005

WEED RICHARD B(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

CERVONE RICHARD P(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

GINSBERG ROBERT E(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

Ruys De Perez Charles Antony(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT26 May 2006

Whiston Sandra Clark(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT8 Jun 2006

Peters Jeffrey Franklin(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT12 Sep 2006

Leibler Kenneth R(2)

  • Form 4PRIMARY DOCUMENT1 Nov 2006
  • Form 3PRIMARY DOCUMENT18 Oct 2006

KELLEY GEOFFREY GRANT(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3PRIMARY DOCUMENT7 Feb 2007

FERRY JOHN ALLEN(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT8 Feb 2007

SELDEN DENISE DOLORES(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT9 Feb 2007

VAN TASSEL JOHN CHARLES(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT9 Feb 2007

TOWELL JOSEPH HAMPTON(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT12 Feb 2007

DIVNEY KEVIN MICHAEL(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT1 Mar 2007

BRADFORD LINWOOD E JR(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT20 Sep 2007

Wooden Doug L(2)

  • Form 5PRIMARY DOCUMENT12 Mar 2009
  • Form 3PRIMARY DOCUMENT31 Mar 2008

Graye Mitchell T G(2)

  • Form 5PRIMARY DOCUMENT15 Dec 2008
  • Form 3PRIMARY DOCUMENT2 Apr 2008

Reynolds Robert L(2)

  • Form 4PRIMARY DOCUMENT11 Jan 2011
  • Form 3PRIMARY DOCUMENT3 Jul 2008

Akhoury Ravi(2)

  • Form 4PRIMARY DOCUMENT3 Apr 2009
  • Form 3PRIMARY DOCUMENT19 Feb 2009

Ahamed Liaquat(2)

  • Form 4PRIMARY DOCUMENT8 Jan 2013
  • Form 3PRIMARY DOCUMENT19 Sep 2012

Domotorffy Katinka(2)

  • Form 4PRIMARY DOCUMENT8 Jan 2013
  • Form 3PRIMARY DOCUMENT19 Sep 2012

HIGH INCOME SECURITIES FUND(1)

  • Form 3PRIMARY DOCUMENT21 Sep 2023

PATTERSON ROBERT E(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

LASSER LAWRENCE J(1)

  • Form 5PRIMARY DOCUMENT20 Sep 2004

JOSKOW PAUL L(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

BLOEMKER ROB A(1)

  • Form 3Initial statement of beneficial ownership4 Dec 2002

BYRNE JOSHUA L(1)

  • Form 3Initial statement of beneficial ownership6 Dec 2002

COTNER C BETH(1)

  • Form 5Annual statement of beneficial ownership17 Jan 2003

GILLIS ROLAND W(1)

  • Form 3Initial statement of beneficial ownership10 Dec 2002

HOLDING PAMELA(1)

  • Form 3Initial statement of beneficial ownership12 Dec 2002

KNIGHT JEFFREY L(1)

  • Form 3Initial statement of beneficial ownership16 Dec 2002

KOHLI D WILLIAM(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

MAKINO SHIGEKI(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

PUTNAM GEORGE III(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

MATTEIS ANDREW S(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

KRICHMAR STEVEN D(1)

  • Form 3Initial statement of beneficial ownership13 Nov 2002

PORTER CHARLES E(1)

  • Form 3Initial statement of beneficial ownership15 Nov 2002

FLAHERTY PATRICIA C(1)

  • Form 3Initial statement of beneficial ownership15 Nov 2002

MAZOR BETH S(1)

  • Form 3Initial statement of beneficial ownership13 Nov 2002

VERANI JOHN R(1)

  • Form 5Annual statement of beneficial ownership24 Jan 2003

TRENCHARD MARK C(1)

  • Form 3Initial statement of beneficial ownership4 Dec 2002

MILLER DANIEL(1)

  • Form 3Initial statement of beneficial ownership15 Jan 2003

JOSEPH P JOSEPH(1)

  • Form 3Initial statement of beneficial ownership16 Jan 2003

PAPPAS JAMES P(1)

  • Form 3PRIMARY DOCUMENT2 Apr 2004

HORWITZ JONATHAN S(1)

  • Form 3PRIMARY DOCUMENT22 Jun 2004

YOGG MICHAEL R(1)

  • Form 3PRIMARY DOCUMENT4 Mar 2005

SALM MICHAEL V(1)

  • Form 3PRIMARY DOCUMENT16 Feb 2005

Bell Carl Douglas(1)

  • Form 3PRIMARY DOCUMENT28 Dec 2004

GEER BARTLETT R(1)

  • Form 3PRIMARY DOCUMENT14 Jan 2005

DAVIS SIMON LEE(1)

  • Form 3PRIMARY DOCUMENT14 Jan 2005

MEEHAN THALIA(1)

  • Form 3PRIMARY DOCUMENT16 Feb 2005

MURPHY KEVIN FRANCIS(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

SCANLON PAUL D(1)

  • Form 3PRIMARY DOCUMENT4 Mar 2005

HARTHUN ERIC N(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

KING WILLIAM PARKER(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

Connolly William Tondorf(1)

  • Form 3PRIMARY DOCUMENT25 May 2006

McNamara Francis Joseph III(1)

  • Form 3PRIMARY DOCUMENT26 May 2006

KEA ROBERT J(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

SCHOEN ROBERT JOHN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

SWIRBALUS JUDITH HAYDEN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

MOORE GERALD IAN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

CHOQUETTE DANIEL STEPHANE(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

EDMONSTONE TIMOTHY FRANCIS(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

OLIVER CRAIG R(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

SUTTON ANTHONY EUGENE(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

HADDAD RAYMOND KHALIL(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

SACKNOWITZ JEFFREY BRUCE(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

SRIVASTAVA RAMAN(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

LENHARDT BRIAN DUNHAM(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

BOUCHER NORMAN PAUL(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

POLK JAMES ANDREW(1)

  • Form 3PRIMARY DOCUMENT12 Feb 2007

DRISCOLL JOANNE MARIE(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

ATKIN MICHAEL JOHN(1)

  • Form 3PRIMARY DOCUMENT12 Feb 2007

SMITH JANET CAROLINE(1)

  • Form 3PRIMARY DOCUMENT28 Feb 2007

LEVEILLE ROBERT RAYMOND(1)

  • Form 3PRIMARY DOCUMENT14 Mar 2007

Calabro David Michael(1)

  • Form 3PRIMARY DOCUMENT15 Apr 2008

Grana Daniel(1)

  • Form 3PRIMARY DOCUMENT13 May 2008

Sullivan Gerard Peter(1)

  • Form 3PRIMARY DOCUMENT3 Jul 2008

Carney Jeffrey R(1)

  • Form 3PRIMARY DOCUMENT5 Nov 2008

Thakore Nick(1)

  • Form 3PRIMARY DOCUMENT5 Nov 2008

Ewing Robert D(1)

  • Form 3PRIMARY DOCUMENT5 Nov 2008

Farrell Daniel C(1)

  • Form 3PRIMARY DOCUMENT2 Dec 2008

Richer Clare Stack(1)

  • Form 3PRIMARY DOCUMENT2 Dec 2008

Tibbetts Richard B(1)

  • Form 3PRIMARY DOCUMENT16 Jan 2009

Glancy David(1)

  • Form 3PRIMARY DOCUMENT16 Jan 2009

Donovan Walter C(1)

  • Form 3PRIMARY DOCUMENT14 May 2009

Harlow William Van(1)

  • Form 3PRIMARY DOCUMENT2 Jul 2010

Murphy Edmund F III(1)

  • Form 3PRIMARY DOCUMENT4 Mar 2011

Burns Robert T(1)

  • Form 3PRIMARY DOCUMENT18 May 2011

Perkins Richard Shepherd(1)

  • Form 3PRIMARY DOCUMENT2 Aug 2011

Cooper Aaron M(1)

  • Form 3PRIMARY DOCUMENT2 Aug 2011

McCormack Susan A(1)

  • Form 3PRIMARY DOCUMENT15 Sep 2011

Drury Paul M(1)

  • Form 3PRIMARY DOCUMENT15 Sep 2011

Vaillancourt Jason(1)

  • Form 3PRIMARY DOCUMENT11 Feb 2013

Fetch James A(1)

  • Form 3PRIMARY DOCUMENT11 Feb 2013

Higgins Michael J(1)

  • Form 3PRIMARY DOCUMENT11 Feb 2013

Malloy Susan G(1)

  • Form 3PRIMARY DOCUMENT15 Feb 2013

Darling Stephanie(1)

  • Form 3Initial statement of beneficial ownership25 Jul 2018

Florek Nancy(1)

  • Form 3PRIMARY DOCUMENT25 Sep 2013

Sipple Scott C(1)

  • Form 3PRIMARY DOCUMENT16 Jan 2015

Gould Jeffrey L(1)

  • Form 3PRIMARY DOCUMENT28 Jan 2015

Curran Peter J(1)

  • Form 3PRIMARY DOCUMENT1 Apr 2015

Clark James Forrest(1)

  • Form 3PRIMARY DOCUMENT10 Feb 2016

Woodall Michael J(1)

  • Form 3PRIMARY DOCUMENT18 Nov 2016

Goldstein Jonathan M(1)

  • Form 3PRIMARY DOCUMENT11 Jan 2017

Mehta Sumedh(1)

  • Form 3PRIMARY DOCUMENT11 Jan 2017

Hamilton Garrett L(1)

  • Form 3PRIMARY DOCUMENT11 Jan 2017

McKenna Mark J(1)

  • Form 3PRIMARY DOCUMENT17 Jan 2017

Lakin Kathryn(1)

  • Form 3PRIMARY DOCUMENT18 Jan 2017

Cox Samuel O(1)

  • Form 3PRIMARY DOCUMENT25 Jan 2017

Singh Manoj P(1)

  • Form 3PRIMARY DOCUMENT24 Mar 2017

Hill Catharine B(1)

  • Form 3PRIMARY DOCUMENT24 Mar 2017

Bolotin Andra S(1)

  • Form 3PRIMARY DOCUMENT9 Jun 2017

Daigle Anthony(1)

  • Form 3PRIMARY DOCUMENT21 Jul 2017

Davis Robert L(1)

  • Form 3PRIMARY DOCUMENT31 Jul 2017

Kozlowski Brett(1)

  • Form 3PRIMARY DOCUMENT31 Jul 2017

Wands Michael(1)

  • Form 3PRIMARY DOCUMENT6 Nov 2017

Whalen Edward(1)

  • Form 3PRIMARY DOCUMENT9 Jan 2018

Antonucci Thomas(1)

  • Form 3Initial statement of beneficial ownership26 Jul 2018

≥5% Ownership

FIRST TRUST PORTFOLIOS LP(15)

  • SC 13G/AHigh Income Securities Fund11 Jan 2019
  • SC 13G/APutnam High Income Securities Fund26 Jan 2018
  • SC 13G/APutnam High Income Securities Fund23 Jan 2017
  • SC 13G/APutnam High Income Securities Fund20 Jan 2016
  • SC 13G/APutnam High Income Securities Fund2 Feb 2015
  • SC 13G/APutnam High Income Securities Fund10 Oct 2014
  • SC 13G/APutnam High Income Securities Fund15 Jan 2014
  • SC 13G/APutnam High Income Securities Fund25 Jan 2013
  • SC 13G/APutnam High Income Securities Fund6 Feb 2012
  • SC 13G/APutnam High Income Securities Fund11 Jan 2011

Bulldog Investors, LLC(6)

  • SC 13D/APutnam High Income Securities Fund29 Jun 2018
  • SC 13D/APutnam High Income Securities Fund7 Feb 2018
  • SC 13D/APutnam High Income Securities Fund18 Jan 2018
  • SC 13D/APutnam High Income Securities Fund27 Oct 2017
  • SC 13D/APutnam High Income Securities Fund27 Feb 2017
  • SC 13DPutnam High Income Securities Fund3 Feb 2017

SIT INVESTMENT ASSOCIATES INC(5)

  • SC 13G/AHigh Income Securities Fund3 Oct 2024
  • SC 13GHigh Income Securities Fund10 Feb 2022
  • SC 13G/AHigh Income Securities Fund6 Aug 2018
  • SC 13G/APutnam High Income Securities Fund25 Jun 2018
  • SC 13GPutnam High Income Securities Fund1 Feb 2018

WACHOVIA CORP NEW(3)

  • SC 13GPutnam High Income Securities Fund10 Nov 2008
  • SC 13GPutnam High Income Securities Fund1 Feb 2008
  • SC 13GPutnam High Income Securities Fund6 Feb 2007

GUGGENHEIM FUNDS DISTRIBUTORS, INC.(3)

  • SC 13G/APutnam High Income Securities Fund3 Feb 2012
  • SC 13G/APutnam High Income Securities Fund28 Jan 2011
  • SC 13GPutnam High Income Securities Fund25 Jan 2010

HIGH INCOME SECURITIES FUND(2)

  • SC 13GTG Venture Acquisition Corp.21 Sep 2023
  • SC 13DCedar Realty Trust, Inc.1 Jun 2022

Karpus Management, Inc.(2)

  • SC 13G/AHigh Income Securities Fund10 Apr 2019
  • SC 13GHigh Income Securities Fund14 Feb 2019

GUGGENHEIM CAPITAL LLC(2)

  • SC 13G/APutnam High Income Securities Fund13 Feb 2014
  • SC 13G/APutnam High Income Securities Fund14 Feb 2013

Advisors Asset Management, Inc.(2)

  • SC 13G/AHigh Income Securities Fund10 Dec 2019
  • SC 13GHigh Income Securities Fund9 Aug 2019

LPL Financial LLC(2)

  • SC 13G/AHigh Income Securities Fund9 Jan
  • SC 13GHigh Income Securities Fund17 Apr 2025

RIVERNORTH CAPITAL MANAGEMENT, LLC(2)

  • SC 13G/AHigh Income Securities Fund13 Feb 2020
  • SC 13GHigh Income Securities Fund14 Feb 2019

Thomas J. Herzfeld Advisors, Inc.(1)

  • SC 13GHigh Income Securities Fund2 Oct 2024

Insider Ownership

GOLDSTEIN PHILLIP(76)

  • Form 4Statement of changes in beneficial ownership21 Aug
  • Form 4Statement of changes in beneficial ownership10 Aug
  • Form 4Statement of changes in beneficial ownership9 Apr
  • Form 4Statement of changes in beneficial ownership19 Mar
  • Form 4OWNERSHIP DOCUMENT4 Feb
  • Form 4OWNERSHIP DOCUMENT18 Dec 2025
  • Form 4OWNERSHIP DOCUMENT26 Feb 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT1 Jul 2024

Dakos Andrew(49)

  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4/AOWNERSHIP DOCUMENT9 Jun 2022
  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership17 Sep 2021
  • Form 4Statement of changes in beneficial ownership15 Sep 2021
  • Form 4Statement of changes in beneficial ownership4 Feb 2021
  • Form 4Statement of changes in beneficial ownership22 Jan 2021
  • Form 4Statement of changes in beneficial ownership18 Dec 2020
  • Form 4Statement of changes in beneficial ownership15 Oct 2020

Bulldog Investors, LLP(34)

  • Form 3Initial statement of beneficial ownership3 Apr 2025
  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 4OWNERSHIP DOCUMENT7 Jun 2018
  • Form 4OWNERSHIP DOCUMENT6 Feb 2018
  • Form 4OWNERSHIP DOCUMENT2 Feb 2018
  • Form 4OWNERSHIP DOCUMENT31 Jan 2018
  • Form 4OWNERSHIP DOCUMENT29 Jan 2018
  • Form 4OWNERSHIP DOCUMENT23 Jan 2018
  • Form 4OWNERSHIP DOCUMENT19 Jan 2018
  • Form 4OWNERSHIP DOCUMENT17 Jan 2018

Samuels Steven(33)

  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 4OWNERSHIP DOCUMENT7 Jun 2018
  • Form 4OWNERSHIP DOCUMENT6 Feb 2018
  • Form 4OWNERSHIP DOCUMENT2 Feb 2018
  • Form 4OWNERSHIP DOCUMENT31 Jan 2018
  • Form 4OWNERSHIP DOCUMENT29 Jan 2018
  • Form 4OWNERSHIP DOCUMENT23 Jan 2018
  • Form 4OWNERSHIP DOCUMENT19 Jan 2018
  • Form 4OWNERSHIP DOCUMENT17 Jan 2018
  • Form 4OWNERSHIP DOCUMENT12 Jan 2018

HILL JOHN A(19)

  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5/APRIMARY DOCUMENT21 Oct 2013
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT10 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008

HELLERMAN GERALD(18)

  • Form 4OWNERSHIP DOCUMENT30 Dec 2024
  • Form 4OWNERSHIP DOCUMENT23 Dec 2024
  • Form 4OWNERSHIP DOCUMENT18 Dec 2024
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT6 Jun 2024
  • Form 4OWNERSHIP DOCUMENT24 Jan 2022
  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership20 Sep 2021
  • Form 4Statement of changes in beneficial ownership4 Feb 2021

SELL MORITZ A(16)

  • Form 4OWNERSHIP DOCUMENT10 Apr 2025
  • Form 4OWNERSHIP DOCUMENT8 Apr 2025
  • Form 4OWNERSHIP DOCUMENT10 Jan 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT8 May 2023
  • Form 4OWNERSHIP DOCUMENT17 Apr 2023
  • Form 4OWNERSHIP DOCUMENT29 Dec 2022
  • Form 4OWNERSHIP DOCUMENT27 Sep 2022
  • Form 4OWNERSHIP DOCUMENT26 Jan 2022

PUTNAM LLC(15)

  • Form 3Initial statement of beneficial ownership5 Apr 2002
  • Form 3Initial statement of beneficial ownership15 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership11 Jun 2001
  • Form 3Initial statement of beneficial ownership20 Mar 2001
  • Form 3Initial statement of beneficial ownership13 Sep 2000
  • Form 3Initial statement of beneficial ownership21 Jun 2000
  • Form 3Initial statement of beneficial ownership14 Jun 2000
  • Form 3Initial statement of beneficial ownership9 Mar 2000

BAXTER JAMESON A(15)

  • Form 5PRIMARY DOCUMENT26 Sep 2017
  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT9 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008

SALVIN ROBERT LEONARD(14)

  • Form 5PRIMARY DOCUMENT26 Sep 2017
  • Form 5PRIMARY DOCUMENT5 Oct 2016
  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5/APRIMARY DOCUMENT8 Jan 2014
  • Form 5PRIMARY DOCUMENT12 Oct 2012
  • Form 5PRIMARY DOCUMENT14 Sep 2011
  • Form 5PRIMARY DOCUMENT14 Oct 2010
  • Form 5PRIMARY DOCUMENT14 Oct 2009

CURTIS B CHARLES(13)

  • Form 5PRIMARY DOCUMENT2 Oct 2015
  • Form 5PRIMARY DOCUMENT3 Oct 2014
  • Form 5PRIMARY DOCUMENT15 Oct 2013
  • Form 5PRIMARY DOCUMENT9 Oct 2012
  • Form 5PRIMARY DOCUMENT13 Sep 2011
  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT12 Sep 2006

Drucker Myra R(7)

  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT15 Dec 2006
  • Form 5PRIMARY DOCUMENT7 Oct 2005
  • Form 3PRIMARY DOCUMENT19 Oct 2004

Das Rajeev P(7)

  • Form 4OWNERSHIP DOCUMENT20 Jan
  • Form 4OWNERSHIP DOCUMENT5 Feb 2025
  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT28 Jun 2024
  • Form 4Statement of changes in beneficial ownership20 Mar 2019
  • Form 3Initial statement of beneficial ownership29 Jun 2018

WORLEY RICHARD B(6)

  • Form 5PRIMARY DOCUMENT12 Oct 2010
  • Form 5PRIMARY DOCUMENT22 Sep 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT10 Sep 2007
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 3PRIMARY DOCUMENT21 Oct 2004

KENNAN ELIZABETH T(5)

  • Form 4PRIMARY DOCUMENT12 Jan 2012
  • Form 3PRIMARY DOCUMENT10 Jan 2012
  • Form 5PRIMARY DOCUMENT7 Oct 2005
  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 5PRIMARY DOCUMENT5 Sep 2003

THORNDIKE W NICHOLAS(4)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 4PRIMARY DOCUMENT4 Aug 2004
  • Form 4PRIMARY DOCUMENT4 Aug 2004
  • Form 5PRIMARY DOCUMENT5 Sep 2003

STEPHENS W THOMAS(4)

  • Form 4PRIMARY DOCUMENT4 Jun 2009
  • Form 3PRIMARY DOCUMENT22 May 2009
  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 5PRIMARY DOCUMENT11 Oct 2005

HALDEMAN CHARLES E(4)

  • Form 5PRIMARY DOCUMENT2 Nov 2009
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 4PRIMARY DOCUMENT22 Nov 2004
  • Form 3Initial statement of beneficial ownership4 Nov 2002

DAYAN RICHARD(4)

  • Form 4OWNERSHIP DOCUMENT16 Dec 2024
  • Form 4OWNERSHIP DOCUMENT19 Aug 2024
  • Form 4OWNERSHIP DOCUMENT1 Jul 2024
  • Form 3Initial statement of beneficial ownership29 Jun 2018

MULLIN HUGH H(3)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 5PRIMARY DOCUMENT11 Oct 2005
  • Form 3Initial statement of beneficial ownership19 Nov 2002

SMITH LEO J(3)

  • Form 5PRIMARY DOCUMENT7 Sep 2005
  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

HARRIS BEN H(3)

  • Form 4OWNERSHIP DOCUMENT3 Nov 2021
  • Form 4Statement of changes in beneficial ownership20 Sep 2021
  • Form 3Initial statement of beneficial ownership29 Jun 2018

OTOOLE BRIAN(2)

  • Form 5PRIMARY DOCUMENT1 Sep 2005
  • Form 3Initial statement of beneficial ownership18 Dec 2002

DARRETTA ROBERT J(2)

  • Form 4PRIMARY DOCUMENT4 Apr 2008
  • Form 3PRIMARY DOCUMENT17 Jul 2007

BONEPARTH JOHN F(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership30 Oct 2002

BROWN JOHN M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

DURGARIAN KARNIG H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

ESTEVES IRENE M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership30 Oct 2002

FERGUSON TIM(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership30 Oct 2002

BIBI PHILIPPE(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3Initial statement of beneficial ownership30 Oct 2002

HOFFMAN THERON S(2)

  • Form 5Annual statement of beneficial ownership16 Jan 2003
  • Form 3Initial statement of beneficial ownership30 Oct 2002

MONAGHAN RICHARD A(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership1 Nov 2002

ORISTAGLIO STEPHEN M(2)

  • Form 5PRIMARY DOCUMENT6 Sep 2005
  • Form 3Initial statement of beneficial ownership1 Nov 2002

SILVER GORDON H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership1 Nov 2002

SPIEGEL STEVEN(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership1 Nov 2002

MULLIN JOHN H III(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 5PRIMARY DOCUMENT11 Oct 2005

JACKSON RONALD J(2)

  • Form 5PRIMARY DOCUMENT5 Jan 2006
  • Form 5PRIMARY DOCUMENT7 Oct 2005

ANDERSON BLAKE E(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership19 Nov 2002

BROWCHUK BRETT C(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Nov 2002

CRONIN KEVIN M(2)

  • Form 5PRIMARY DOCUMENT17 Oct 2008
  • Form 3Initial statement of beneficial ownership6 Dec 2002

ELAVIA TONY H(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership6 Dec 2002

GORMAN STEPHEN A(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership10 Dec 2002

BLOCK RICHARD L(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3Initial statement of beneficial ownership4 Dec 2002

HAMLIN DAVID E(2)

  • Form 5PRIMARY DOCUMENT19 Oct 2006
  • Form 3Initial statement of beneficial ownership10 Dec 2002

JACOBS JEROME J(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership12 Dec 2002

KAMSHAD OMID(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership12 Dec 2002

KING DAVID L(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3Initial statement of beneficial ownership12 Dec 2002

BAUMANN BARBARA M(2)

  • Form 4PRIMARY DOCUMENT2 Jul 2010
  • Form 3PRIMARY DOCUMENT1 Jul 2010

KUENSTNER DEBORAH F(2)

  • Form 5PRIMARY DOCUMENT6 Sep 2005
  • Form 3Initial statement of beneficial ownership16 Dec 2002

LANDES WILLIAM J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership16 Dec 2002

LEIBOVITCH RICHARD G(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership19 Nov 2002

JONES ELIZABETH MACELWEE(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MALONEY KEVIN J(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MIKAMI DARRYL K(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MORGAN KELLY A(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3Initial statement of beneficial ownership17 Dec 2002

MUFSON MICHAEL J(2)

  • Form 5PRIMARY DOCUMENT5 Sep 2003
  • Form 3Initial statement of beneficial ownership18 Dec 2002

PEACHER STEPHEN(2)

  • Form 5PRIMARY DOCUMENT2 Sep 2005
  • Form 3Initial statement of beneficial ownership18 Dec 2002

PRUSKO JAMES M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

MORRIS DIRK(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3Initial statement of beneficial ownership17 Dec 2002

SAI YUMIKO(2)

  • Form 5PRIMARY DOCUMENT30 Dec 2008
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SCOTT JUSTIN M(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SHADEK EDWARD T(2)

  • Form 5PRIMARY DOCUMENT16 Nov 2009
  • Form 3Initial statement of beneficial ownership18 Dec 2002

SORENSEN ERIC H(2)

  • Form 5PRIMARY DOCUMENT4 Nov 2009
  • Form 3Initial statement of beneficial ownership19 Dec 2002

THOMSEN ROSEMARY H(2)

  • Form 5PRIMARY DOCUMENT7 Sep 2005
  • Form 3Initial statement of beneficial ownership19 Dec 2002

WALDMAN DAVID L(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Dec 2002

WARREN PAUL C(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership20 Dec 2002

WEISS MANUEL(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2004
  • Form 3Initial statement of beneficial ownership20 Dec 2002

WETLAUFER ERIC(2)

  • Form 5PRIMARY DOCUMENT21 Oct 2003
  • Form 3Initial statement of beneficial ownership20 Dec 2002

SULLIVAN BILL J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership19 Dec 2002

HEALY MICHAEL T(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3Initial statement of beneficial ownership14 Nov 2002

BROOKS JOSHUA(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2007
  • Form 3Initial statement of beneficial ownership10 Apr 2003

ROBIE RICHARD S III(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT14 May 2003

COFFEY JOHN W(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT15 Apr 2004

KANWAL AMRIT(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT22 Jun 2004

Pollard Mark David(2)

  • Form 5PRIMARY DOCUMENT20 Oct 2006
  • Form 5PRIMARY DOCUMENT12 Sep 2006

WIESS JAMES C(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

SANTOS DAVID J(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3PRIMARY DOCUMENT4 Mar 2005

MILLER CHRISTOPHER GRAHAM(2)

  • Form 5PRIMARY DOCUMENT12 Sep 2006
  • Form 3PRIMARY DOCUMENT21 Jan 2005

MARRKAND PAUL E(2)

  • Form 5PRIMARY DOCUMENT1 Sep 2005
  • Form 3PRIMARY DOCUMENT20 Jan 2005

MALAK SABA S(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT19 Jan 2005

Dexter Stephen P(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT14 Jan 2005

QUISTBERG PAUL T(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT9 Feb 2005

Bukovac Ronald J(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT13 Jan 2005

MOCKARD JEANNE L(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3PRIMARY DOCUMENT3 Feb 2005

KAUFMAN JEFFREY(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT19 Jan 2005

GREENLEAF BRADFORD S(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT13 Jan 2005

SAGER MICHAEL J(2)

  • Form 5PRIMARY DOCUMENT19 Oct 2006
  • Form 3PRIMARY DOCUMENT4 Mar 2005

WEED RICHARD B(2)

  • Form 5PRIMARY DOCUMENT4 Dec 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

CERVONE RICHARD P(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

GINSBERG ROBERT E(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT4 Mar 2005

Ruys De Perez Charles Antony(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT26 May 2006

Whiston Sandra Clark(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT8 Jun 2006

Peters Jeffrey Franklin(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT12 Sep 2006

Leibler Kenneth R(2)

  • Form 4PRIMARY DOCUMENT1 Nov 2006
  • Form 3PRIMARY DOCUMENT18 Oct 2006

KELLEY GEOFFREY GRANT(2)

  • Form 5PRIMARY DOCUMENT3 Dec 2008
  • Form 3PRIMARY DOCUMENT7 Feb 2007

FERRY JOHN ALLEN(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT8 Feb 2007

SELDEN DENISE DOLORES(2)

  • Form 5PRIMARY DOCUMENT5 Dec 2008
  • Form 3PRIMARY DOCUMENT9 Feb 2007

VAN TASSEL JOHN CHARLES(2)

  • Form 5PRIMARY DOCUMENT20 Sep 2007
  • Form 3PRIMARY DOCUMENT9 Feb 2007

TOWELL JOSEPH HAMPTON(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT12 Feb 2007

DIVNEY KEVIN MICHAEL(2)

  • Form 5PRIMARY DOCUMENT2 Dec 2008
  • Form 3PRIMARY DOCUMENT1 Mar 2007

BRADFORD LINWOOD E JR(2)

  • Form 5PRIMARY DOCUMENT11 Sep 2008
  • Form 3PRIMARY DOCUMENT20 Sep 2007

Wooden Doug L(2)

  • Form 5PRIMARY DOCUMENT12 Mar 2009
  • Form 3PRIMARY DOCUMENT31 Mar 2008

Graye Mitchell T G(2)

  • Form 5PRIMARY DOCUMENT15 Dec 2008
  • Form 3PRIMARY DOCUMENT2 Apr 2008

Reynolds Robert L(2)

  • Form 4PRIMARY DOCUMENT11 Jan 2011
  • Form 3PRIMARY DOCUMENT3 Jul 2008

Akhoury Ravi(2)

  • Form 4PRIMARY DOCUMENT3 Apr 2009
  • Form 3PRIMARY DOCUMENT19 Feb 2009

Ahamed Liaquat(2)

  • Form 4PRIMARY DOCUMENT8 Jan 2013
  • Form 3PRIMARY DOCUMENT19 Sep 2012

Domotorffy Katinka(2)

  • Form 4PRIMARY DOCUMENT8 Jan 2013
  • Form 3PRIMARY DOCUMENT19 Sep 2012

HIGH INCOME SECURITIES FUND(1)

  • Form 3PRIMARY DOCUMENT21 Sep 2023

PATTERSON ROBERT E(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

LASSER LAWRENCE J(1)

  • Form 5PRIMARY DOCUMENT20 Sep 2004

JOSKOW PAUL L(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

BLOEMKER ROB A(1)

  • Form 3Initial statement of beneficial ownership4 Dec 2002

BYRNE JOSHUA L(1)

  • Form 3Initial statement of beneficial ownership6 Dec 2002

COTNER C BETH(1)

  • Form 5Annual statement of beneficial ownership17 Jan 2003

GILLIS ROLAND W(1)

  • Form 3Initial statement of beneficial ownership10 Dec 2002

HOLDING PAMELA(1)

  • Form 3Initial statement of beneficial ownership12 Dec 2002

KNIGHT JEFFREY L(1)

  • Form 3Initial statement of beneficial ownership16 Dec 2002

KOHLI D WILLIAM(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

MAKINO SHIGEKI(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

PUTNAM GEORGE III(1)

  • Form 5PRIMARY DOCUMENT11 Oct 2005

MATTEIS ANDREW S(1)

  • Form 3Initial statement of beneficial ownership17 Dec 2002

KRICHMAR STEVEN D(1)

  • Form 3Initial statement of beneficial ownership13 Nov 2002

PORTER CHARLES E(1)

  • Form 3Initial statement of beneficial ownership15 Nov 2002

FLAHERTY PATRICIA C(1)

  • Form 3Initial statement of beneficial ownership15 Nov 2002

MAZOR BETH S(1)

  • Form 3Initial statement of beneficial ownership13 Nov 2002

VERANI JOHN R(1)

  • Form 5Annual statement of beneficial ownership24 Jan 2003

TRENCHARD MARK C(1)

  • Form 3Initial statement of beneficial ownership4 Dec 2002

MILLER DANIEL(1)

  • Form 3Initial statement of beneficial ownership15 Jan 2003

JOSEPH P JOSEPH(1)

  • Form 3Initial statement of beneficial ownership16 Jan 2003

PAPPAS JAMES P(1)

  • Form 3PRIMARY DOCUMENT2 Apr 2004

HORWITZ JONATHAN S(1)

  • Form 3PRIMARY DOCUMENT22 Jun 2004

YOGG MICHAEL R(1)

  • Form 3PRIMARY DOCUMENT4 Mar 2005

SALM MICHAEL V(1)

  • Form 3PRIMARY DOCUMENT16 Feb 2005

Bell Carl Douglas(1)

  • Form 3PRIMARY DOCUMENT28 Dec 2004

GEER BARTLETT R(1)

  • Form 3PRIMARY DOCUMENT14 Jan 2005

DAVIS SIMON LEE(1)

  • Form 3PRIMARY DOCUMENT14 Jan 2005

MEEHAN THALIA(1)

  • Form 3PRIMARY DOCUMENT16 Feb 2005

MURPHY KEVIN FRANCIS(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

SCANLON PAUL D(1)

  • Form 3PRIMARY DOCUMENT4 Mar 2005

HARTHUN ERIC N(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

KING WILLIAM PARKER(1)

  • Form 3PRIMARY DOCUMENT3 Mar 2005

Connolly William Tondorf(1)

  • Form 3PRIMARY DOCUMENT25 May 2006

McNamara Francis Joseph III(1)

  • Form 3PRIMARY DOCUMENT26 May 2006

KEA ROBERT J(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

SCHOEN ROBERT JOHN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

SWIRBALUS JUDITH HAYDEN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

MOORE GERALD IAN(1)

  • Form 3PRIMARY DOCUMENT6 Feb 2007

CHOQUETTE DANIEL STEPHANE(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

EDMONSTONE TIMOTHY FRANCIS(1)

  • Form 3PRIMARY DOCUMENT7 Feb 2007

OLIVER CRAIG R(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

SUTTON ANTHONY EUGENE(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

HADDAD RAYMOND KHALIL(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

SACKNOWITZ JEFFREY BRUCE(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

SRIVASTAVA RAMAN(1)

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LENHARDT BRIAN DUNHAM(1)

  • Form 3PRIMARY DOCUMENT8 Feb 2007

BOUCHER NORMAN PAUL(1)

  • Form 3PRIMARY DOCUMENT9 Feb 2007

POLK JAMES ANDREW(1)

  • Form 3PRIMARY DOCUMENT12 Feb 2007

DRISCOLL JOANNE MARIE(1)

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ATKIN MICHAEL JOHN(1)

  • Form 3PRIMARY DOCUMENT12 Feb 2007

SMITH JANET CAROLINE(1)

  • Form 3PRIMARY DOCUMENT28 Feb 2007

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Thakore Nick(1)

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Glancy David(1)

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Murphy Edmund F III(1)

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Perkins Richard Shepherd(1)

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  • Form 3PRIMARY DOCUMENT11 Feb 2013

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  • Form 3PRIMARY DOCUMENT11 Feb 2013

Malloy Susan G(1)

  • Form 3PRIMARY DOCUMENT15 Feb 2013

Darling Stephanie(1)

  • Form 3Initial statement of beneficial ownership25 Jul 2018

Florek Nancy(1)

  • Form 3PRIMARY DOCUMENT25 Sep 2013

Sipple Scott C(1)

  • Form 3PRIMARY DOCUMENT16 Jan 2015

Gould Jeffrey L(1)

  • Form 3PRIMARY DOCUMENT28 Jan 2015

Curran Peter J(1)

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Clark James Forrest(1)

  • Form 3PRIMARY DOCUMENT10 Feb 2016

Woodall Michael J(1)

  • Form 3PRIMARY DOCUMENT18 Nov 2016

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  • Form 3PRIMARY DOCUMENT11 Jan 2017

Mehta Sumedh(1)

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McKenna Mark J(1)

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Bolotin Andra S(1)

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Daigle Anthony(1)

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Kozlowski Brett(1)

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Whalen Edward(1)

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Antonucci Thomas(1)

  • Form 3Initial statement of beneficial ownership26 Jul 2018

≥5% Ownership

FIRST TRUST PORTFOLIOS LP(15)

  • SC 13G/AHigh Income Securities Fund11 Jan 2019
  • SC 13G/APutnam High Income Securities Fund26 Jan 2018
  • SC 13G/APutnam High Income Securities Fund23 Jan 2017
  • SC 13G/APutnam High Income Securities Fund20 Jan 2016
  • SC 13G/APutnam High Income Securities Fund2 Feb 2015
  • SC 13G/APutnam High Income Securities Fund10 Oct 2014
  • SC 13G/APutnam High Income Securities Fund15 Jan 2014
  • SC 13G/APutnam High Income Securities Fund25 Jan 2013
  • SC 13G/APutnam High Income Securities Fund6 Feb 2012
  • SC 13G/APutnam High Income Securities Fund11 Jan 2011

Bulldog Investors, LLC(6)

  • SC 13D/APutnam High Income Securities Fund29 Jun 2018
  • SC 13D/APutnam High Income Securities Fund7 Feb 2018
  • SC 13D/APutnam High Income Securities Fund18 Jan 2018
  • SC 13D/APutnam High Income Securities Fund27 Oct 2017
  • SC 13D/APutnam High Income Securities Fund27 Feb 2017
  • SC 13DPutnam High Income Securities Fund3 Feb 2017

SIT INVESTMENT ASSOCIATES INC(5)

  • SC 13G/AHigh Income Securities Fund3 Oct 2024
  • SC 13GHigh Income Securities Fund10 Feb 2022
  • SC 13G/AHigh Income Securities Fund6 Aug 2018
  • SC 13G/APutnam High Income Securities Fund25 Jun 2018
  • SC 13GPutnam High Income Securities Fund1 Feb 2018

WACHOVIA CORP NEW(3)

  • SC 13GPutnam High Income Securities Fund10 Nov 2008
  • SC 13GPutnam High Income Securities Fund1 Feb 2008
  • SC 13GPutnam High Income Securities Fund6 Feb 2007

GUGGENHEIM FUNDS DISTRIBUTORS, INC.(3)

  • SC 13G/APutnam High Income Securities Fund3 Feb 2012
  • SC 13G/APutnam High Income Securities Fund28 Jan 2011
  • SC 13GPutnam High Income Securities Fund25 Jan 2010

HIGH INCOME SECURITIES FUND(2)

  • SC 13GTG Venture Acquisition Corp.21 Sep 2023
  • SC 13DCedar Realty Trust, Inc.1 Jun 2022

Karpus Management, Inc.(2)

  • SC 13G/AHigh Income Securities Fund10 Apr 2019
  • SC 13GHigh Income Securities Fund14 Feb 2019

GUGGENHEIM CAPITAL LLC(2)

  • SC 13G/APutnam High Income Securities Fund13 Feb 2014
  • SC 13G/APutnam High Income Securities Fund14 Feb 2013

Advisors Asset Management, Inc.(2)

  • SC 13G/AHigh Income Securities Fund10 Dec 2019
  • SC 13GHigh Income Securities Fund9 Aug 2019

LPL Financial LLC(2)

  • SC 13G/AHigh Income Securities Fund9 Jan
  • SC 13GHigh Income Securities Fund17 Apr 2025

RIVERNORTH CAPITAL MANAGEMENT, LLC(2)

  • SC 13G/AHigh Income Securities Fund13 Feb 2020
  • SC 13GHigh Income Securities Fund14 Feb 2019

Thomas J. Herzfeld Advisors, Inc.(1)

  • SC 13GHigh Income Securities Fund2 Oct 2024