### Prior Address
From (MM/YYYY):
07-2025
To (MM/YYYY):
12-2025
Name of *Municipal Advisory Firm* or Company:
L.J. Hart and Company
City:
St. Louis
State/Country:
MO
Postal Code:
63105
*Municipal Advisor-Related* Business?
YES
NO
*Investment-Related* Business?
YES
NO
Position Held:
Public Finance Banker II
ROBERT W. BAIRD & CO. INCORPORATEDL.J. HART & Co·MA-I/A - Notice of indirect owners (amendment)·Q3 26·4 Aug
L
### Prior Address
From (MM/YYYY):
07-2025
To (MM/YYYY):
12-2025
Name of *Municipal Advisory Firm* or Company:
L.J. Hart and Company
City:
St. Louis
State/Country:
MO
Postal Code:
63105
*Municipal Advisor-Related* Business?
YES
NO
*Investment-Related* Business?
YES
NO
Position Held:
Public Finance Banker II
ROBERT W. BAIRD & CO. INCORPORATEDL.J. HART & Co·MA-I/A - Notice of indirect owners (amendment)·Q2 26·26 May
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… and either possess significant market
presence or have potential for improved profitability through financial management, economies of scale and expanded services.
In the second quarter of 2023, the Company acquired <strong>L.J. Hart & Co</strong>mpany, a municipal bond underwriter and advisor, and, as
described above, completed the FineMark Merger effective January 1, 2026.
Employees and Human Capital
The Company employed 4,577 persons on a full-time basis an …
COMMERCE BANCSHARES INC /MO/L.J. HART & Co·ARS - Annual report to security holders·FY25·13 Mar
L
… t and either possess significant market presence or have potential for improved profitability through financial management, economies of scale and expanded services. In the second quarter of 2023, the Company acquired <strong>L.J. Hart & Co</strong>mpany, a municipal bond underwriter and advisor, and, as described above, completed the FineMark Merger effective January 1, 2026.
Employees and Human Capital
The Company employed 4,577 persons on a full-time basis a …
### Prior Address
From (MM/YYYY):
01-2007
To (MM/YYYY):
11-2011
Name of *Municipal Advisory Firm* or Company:
<strong>L.J. HART & CO</strong>MPANY
City:
ST. LOUIS
State/Country:
MO
Postal Code:
63017
*Municipal Advisor-Related* Business?
YES
NO
*Investment-Related* Business?
YES
NO
Position Held:
FINANCIAL ANALYST
STIFEL, NICOLAUS & COMPANY, INCORPORATEDL.J. HART & Co·MA-I/A - Notice of indirect owners (amendment)·Q1 26·27 Jan
L
### Prior Address
From (MM/YYYY):
07-2025
To (MM/YYYY):
12-2025
Name of *Municipal Advisory Firm* or Company:
L.J. Hart and Company
City:
St. Louis
State/Country:
MO
Postal Code:
63105
*Municipal Advisor-Related* Business?
YES
NO
*Investment-Related* Business?
YES
NO
Position Held:
Public Finance Banker II
ROBERT W. BAIRD & CO. IncL.J. HART & Co·MA-I - Notice of indirect owners·Q1 26·6 Jan
